Jan 12, 2016
FAIR Canada Comments on OSC Draft Whistleblower Policy
Dec 23, 2015
FAIR Canada Comments on the Cooperative Capital Markets Regulatory System
Dec 18, 2015
Start-Up Business Exemption Proposed for Alberta and Nunavut
Dec 14, 2015
FAIR Canada Comments on Expert Panel’s Recommendations to Restructure FSCO
Dec 4, 2015
FAIR Canada comments on IIROC’s re-published proposals for membership disclosure
Dec 4, 2015
MFDA Consultation on the use of the Title “Financial Planner”
Nov 2, 2015
CSA Staff Notice and Request for Comment 21-315 Next Steps in Regulation and Transparency of the Fixed Income Market
Oct 15, 2015
CSA Notice and Request for Comment on Proposed Amendments relating to Reports of Exempt Distribution
Sep 30, 2015
Consultation on the Report on the Application of the Act respecting the distribution of financial products and services (the “Act”)
Sep 23, 2015
Consultation regarding Financial Advisory and Financial Planning Policy Alternatives
Sep 21, 2015
Development of MFDA Continuing Education Requirements
Sep 17, 2015
Proposed Amendments to MFDA Rule 5.3.2 (Content of Account Statement)
Sep 16, 2015
CSA Notice and Request for Comment – Mandating a Summary Disclosure Document for Exchange-Traded Mutual Funds and Its Delivery
Sep 16, 2015
Request for Comment on Proposed Amendments to MFDA Rule 1.2 (Individual Qualifications) regarding Outside Business Activities including Financial Planning
Aug 31, 2015
IIROC Notice 15-0145 – Request for Comments on Strategic Priorities
Aug 21, 2015
FAIR Canada Comments on Review of Mandate of FSCO
Jul 6, 2015
Request for Comment on Proposed Amendments to the Offering Memorandum Exemption
Jun 29, 2015
FAIR Canada’s Comments on Proposed Take-Over Bid Rules
Jun 15, 2015
FAIR Canada’s Comments on the Proposed Investment Dealer Exemption
Jun 1, 2015
FAIR Canada’s comments on the OSC’s Notice 11-771 – Statement of Priorities for 2016
May 4, 2015
FAIR Canada’s Comments on the OSC’s Proposed Whistleblower Program
Feb 25, 2015
FAIR Canada’s Comments on the Proposed Amendments to the Rights Offering Exemption
Jan 19, 2015
IIAC Request to Delay CRM2
Jan 12, 2015
IIROC re Requirement to Disclose Membership in IIROC as a Dealer Member
Dec 8, 2014
FAIR Canada Comments on Cooperative Capital Markets Regulatory System Legislation
Nov 17, 2014
IIROC re CRM Phase 2 Republication
Nov 17, 2014
IIROC Proficiency Assurance Consultation
Oct 31, 2014
CSA Retention of Risk for Asset Backed Securities
Sep 10, 2014
MFDA re CRM2 Proposed Amendments
Aug 20, 2014
CSA Venture Issuer Disclosure
Aug 10, 2014
A Canadian Strategy to Combat Investment Fraud
Jul 15, 2014
FCAC Financial Literacy Strategy for Seniors
Jun 18, 2014
OSC Proposed Prospectus Exemptions
Jun 18, 2014
CSA Offering Memorandum Exemption
Jun 18, 2014
CSA Crowdfunding and Start-Up Exemptions
Jun 18, 2014
BCSC Start-Up Crowdfunding
Jun 2, 2014
OSC 2015 Draft Priorities
May 28, 2014
CSA Proposed Amendments to AI & MA Exemptions
May 26, 2014
CSA Implementation of Stage 3 of Point of Sale Disclosure for Mutual Funds
May 23, 2014
CSA Guidance on Dispute Resolution Services – Client Disclosure
May 15, 2014
CBCA Consultation – Shareholder Rights
Apr 23, 2014
CSA Securitized Products Exemption
Apr 10, 2014
IIROC CRM2 Proposals
Mar 12, 2014
CSA Risk Classification Methodology Proposal
Mar 5, 2014
Proposed Amendments to Regulatory Framework for Dealers, Advisers and Investment Fund Managers
Feb 7, 2014
Financial Planning Consultation
Jan 20, 2014
Proposed Exemption for Distributions to Existing Security Holders
Nov 6, 2013
Saskatchewan Equity Crowdfunding Exemption
Oct 18, 2013
Point of Sale disclosure in the insurance, banking and securities sectors
Oct 18, 2013
Proposed Trading Structure for Aequitas Innovations Exchange