Dec 29, 2022

CSA Notice and Request for Comment – Proposed Amendments and Proposed Changes to Implement an Access-Based Model for Investment Fund Reporting Issuers

Dec 28, 2022

IIROC Competency Profiles for Supervisors, Traders, Associate Portfolio Managers and Portfolio Managers

Dec 22, 2022

OSC Notice 11-797 – Request for Comments Regarding Statement of Priorities for Financial Year to End March 31, 2024

Nov 11, 2022

FSRA Proposed FY2023-2024 Statement of Priorities

Nov 7, 2022

Discussion Paper on Upfront Compensation in Segregated Funds

Sep 23, 2022

Corporate Governance Consultation: Improving Diversity and Facilitating Electronic Communications in Federally Regulated Financial Institutions

Sep 21, 2022

The Financial Planners and Financial Advisors Regulations – Notice of Proposed Changes and Request for Further Comment

Jul 28, 2022

CSA and CCIR Joint Notice and Request for Comment – Total Cost Reporting for Investment Funds and Segregated Funds

Jul 7, 2022

CSA Notice and Request for Comment – Proposed Amendments and Proposed Changes to Implement an Access Equals Delivery Model for Non-Investment Fund Reporting Issuers

Jun 28, 2022

CSA Consultation on the Application for Recognition of New Self-Regulatory Organization