Aug 23, 2013
CSA Modernization of Investment Fund Product Regulation
Aug 12, 2013
OBSI’s Proposed Changes to its Terms of Reference
Jun 3, 2013
OSC Statement of Priorities
Apr 26, 2013
Letter to CSA re Misleading Use of Business Titles and Financial Designations
Apr 12, 2013
BCSC NI 45-106 New Exemption
Apr 12, 2013
CSA Mutual Fund Fees
Mar 26, 2013
Checking Registration Essential but Consumers Need a Simplified Comprehensive National Database
Mar 19, 2013
AMF Offering Memorandum Exemption and Equity Crowdfunding
Mar 9, 2013
IIROC Request for Comments re Use of Business Titles and Financial Designations
Mar 8, 2013
OSC Exempt Market Review: OSC Staff Consultation Paper 45-710 Considerations for New Capital Raising Prospectus Exemptions
Feb 28, 2013
TSX Consultation Paper on Emerging Market Issuers
Feb 22, 2013
CSA Consultation Paper 33-403 Statutory Best Interest Standard
Feb 20, 2013
Mutilateral CSA Notice 45-311
Jan 31, 2013
Proposed Revocation of BC Instrument 32-513 (the Northwestern Exemption) and BC Instrument 32-517 (the MIE exemption)
Jan 25, 2013
Dispute Resolution Service
Jan 18, 2013
IIROC Outsourcing Arrangements
Dec 12, 2012
CSA Venture Issuer Governance and Disclosure Requirements
Nov 12, 2012
FSCO Unsuitable Recommendations to Borrow to Invest
Nov 12, 2012
IIROC Compensation Structures for Retail Accounts
Nov 12, 2012
TSX Proposed Amendments re Listing Appeals
Nov 5, 2012
TSX amendments to Part IV of the Company Manual
Oct 15, 2012
IIROC Proposed Guidance on Certain Manipulative and Deceptive Trading Practices
Oct 12, 2012
Unclaimed Intangible Property Program (Ontario AG)
Oct 11, 2012
IIROC Restricted Dealer Member Proposal
Oct 4, 2012
IIROC Guidance on Borrowing for Investment Purposes
Sep 14, 2012
CSA Cost Disclosure and Performance Reporting
Sep 6, 2012
CSA Implementation of Stage 2 of Point of Sale Disclosure for Mutual Funds
Aug 13, 2012
Federal Ministry of Finance Approved External Complaints Bodies (Banks and Authorized Foreign Banks) Regulations
Jul 9, 2012
OBSI suitability and loss assessment consultation
Jun 22, 2012
Second Notice and Request for Comment re Maple Group Acquisition Corporation
Jun 21, 2012
Consolidation of IIROC Enforcement Procedural Examination and Approval Rules
Jun 6, 2012
FSCO’s Draft Statement of Priorities
Jun 4, 2012
Proposed Recognition Order for Maple Group
Jun 1, 2012
Consultation on the Framework for Reforming the Board of Directors of OBSI
May 30, 2012
Transparency of Short Selling and Failed Trades
May 18, 2012
OSC draft 2012-2013 Statement of Priorities
May 18, 2012
The Investor Advisory Panel – Input Sought
May 3, 2012
IIROC Dealer Member Margin Rules
Apr 30, 2012
Incorporation of Individual Representatives Project
Mar 9, 2012
AMF Compensation Consultation
Feb 29, 2012
CSA Review of Minimum Amount and Accredited Investor Exemptions
Feb 2, 2012
Requirement to Disclose Membership in IIROC as Dealer Member
Feb 2, 2012
MFDA By-law No.1 Amendments
Jan 24, 2012
CSA Second Request for Comment on the Modernization of Scholarship Plan Regulation Phase 1: A New Prospectus Form for Scholarship Plans
Dec 20, 2011
OSC Proposed Enforcement Initiatives
Nov 15, 2011
FAIR Canada Urges Mandatory Participation in OBSI by the Banking Industry
Nov 10, 2011
CSA – Stage 2 of Point of Sale Initiative
Nov 7, 2011
Maple Proposal
Oct 27, 2011
Ongoing Governance and Disclosure Requirements for Venture Issuers
Oct 26, 2011
Dark Liquidity