FAIR CanadaInvestor Recovery & Dispute Resolution Archives

BLG@BLGLaw.Nov 06

RT @BLGLaw: Here’s a new #BLGPublication by Carol Derk, Sarah Gardiner and Sienne Lau #InvestmentManagement | #Securities | #CapitalMarkets…

Advisor.ca@advisorca.Dec 06

RT @advisorca: Millennials’ debt-to-income ratio more than 200%. https://t.co/z2k2KRcNfZ https://t.co/Nged7X5oU9

OBSI / OSBI@Ombudsman_OBSI.Dec 06

RT @Ombudsman_OBSI: Do you want to receive OBSI's insights, stats and case studies directly to your inbox? Click here to subscribe. #newsle…

FAIR Canada@FAIRCanada.Dec 06

Stress testing for climate risks is coming: NBF https://t.co/ELy4bMyXUf

FAIR Canada@FAIRCanada.Dec 06

“The accuracy, integrity of credit ratings is fundamental to ensuring that users have reliable sources of informati… https://t.co/mttj6dvsZS

FAIR Canada@FAIRCanada.Dec 06

FCA bans sale of risky, complex vehicles to retail investors https://t.co/VxODXfg8wz

Dan Hallett@DanHallett.Dec 06

RT @DanHallett: @FAIRCanada @BitcoinBrains @wealth_steward @OSC_News @3iq_corp This is a good point, and one I should have included in my a…

Jun 04 2018	OBSI Terms of Reference Renewal Project: Public Consultation
Mar 05 2018	Republication of Proposed IIROC Dealer Member Plain Language Rule Book – IIROC Notice 18-0014
Feb 26 2018	FAIR Canada, PIAC, CARP and Kenmar Associates Urge Response from JRC to Independent Reviewer’s Recommendations
Oct 26 2017	Letter to OBSI Joint Regulators Committee re Use of “Internal Ombudsman” by Registered Firms When Responding to Investment Complaints
Feb 26 2016	FAIR Canada Comments on Independent Evaluation of OBSI
Sep 30 2015	Consultation on the Report on the Application of the Act respecting the distribution of financial products and services (the “Act”)
May 23 2014	CSA Guidance on Dispute Resolution Services – Client Disclosure
Aug 12 2013	OBSI’s Proposed Changes to its Terms of Reference
Jan 25 2013	Dispute Resolution Service
Aug 13 2012	Federal Ministry of Finance Approved External Complaints Bodies (Banks and Authorized Foreign Banks) Regulations