FAIR Canada provides comments on the updated OBSI Terms of Reference which have been revised with the goal of making them easier
Republication of Proposed IIROC Dealer Member Plain Language Rule Book – IIROC Notice 18-0014
FAIR Canada has provided its comments to IIROC Notice 18-0014 regarding its Plain Language Rules (PLRs). FAIR Canada recommends that any proposed changes
FAIR Canada, PIAC, CARP and Kenmar Associates Urge Response from JRC to Independent Reviewer’s Recommendations
FAIR Canada, the Public Interest Advocacy Centre, CARP, and Kenmar Associates have issued a letter to the OBSI Joint Regulators
Letter to OBSI Joint Regulators Committee re Use of “Internal Ombudsman” by Registered Firms When Responding to Investment Complaints
FAIR Canada and the Public Interest Advocacy Centre (PIAC) have written a joint letter to the Ombudsman for Banking Services
FAIR Canada Comments on Independent Evaluation of OBSI
Reforms are needed to improve OBSI’s effectiveness In order to meet international standards for dispute resolution and ensure our system
Consultation on the Report on the Application of the Act respecting the distribution of financial products and services (the “Act”)
FAIR Canada provided comments to the Quebec government on its consultation arising from a Report on the Application of an
CSA Guidance on Dispute Resolution Services – Client Disclosure
Download PDF May 23, 2014 Mr. William Rice Chair, Canadian Securities Administrators Chair and CEO, Alberta Securities Commission Alberta
OBSI’s Proposed Changes to its Terms of Reference
Download PDF August 12, 2013 Ombudsman for Banking Services and Investments c/o Tyler Fleming 401 Bay Street Suite 1505,
Dispute Resolution Service
Download PDF January 25, 2013 The Secretary Ontario Securities Commission 20 Queen Street West 19th Floor, Box 55
Federal Ministry of Finance Approved External Complaints Bodies (Banks and Authorized Foreign Banks) Regulations
Download PDF August 13, 2012 Jane Pearse Director, Financial Institutions Division Department of Finance L’Esplanade Laurier 15th Floor, East