Mar 11, 2010
Money Market Funds – Zero Returns
Feb 11, 2010
OSC Draft Statement of Priorities for 2010-11
Dec 1, 2009
IIROC Draft Guidance Note: “Know Your Client and Suitability Guidelines”
Nov 2, 2009
Contracts for Difference: Gambling for Retail Investors
Oct 17, 2009
CSA Proposed Amendments to the Sale of Mutual Funds to Retail Investors
Aug 6, 2009
MFDA Task Force on Governance Issues Report
Jul 23, 2009
CSA, IIROC and MFDA Proposals Re. the Client Relationship Model
Jul 23, 2009
MFDA Proposed Amendments to Relationship Disclosure and Performance Reporting
Jul 16, 2009
IIROC Proposed Over-the-Counter Securities Fair Pricing Rule and Confirmation Disclosure Requirements
Jul 13, 2009
The Strange Case of Leveraged and Inverse ETFs, Part 2: A Few Steps Forward; Much Remains to be Done
May 14, 2009
Investor Alert on the Dangers of Leveraged and Inverse ETFs: Heads You Lose, Tails You Lose: The Strange Case of Leveraged ETFs
May 4, 2009
Toronto Stock Exchange Proposed Changes to Part VI of TSX Company Manual
Feb 23, 2009
Standing Committee on Government Agencies – Review of the Ontario Securities Commission: A Matter of Investor Confidence
Jan 23, 2009
The CSA on Point of Sale of Mutual Funds
Jan 21, 2009
TSX on Shareholder Approval of Major Transactions and International Standards
Oct 9, 2008
Joint Standing Committee on Retail Investors Issues – Product Suitability Consultation