FAIR Canada Comments on CSA Notice – Proposed Amendments to National Instrument 31-103
FAIR Canada provided comments on the proposed changes to s. 14.17 of National Instrument 31-103 and the requirement to disclose non-cash
IIROC CRM2 Proposals
Download PDF April 10, 2014 Richard J. Corner Vice President, Member Regulation Policy Investment Industry Regulatory Organization of Canada
IIROC Proposals to Implement the Core Principles of the Client Relationship Model
Download PDF March 8, 2011 Richard J. Corner Vice President, Member Regulation Policy Investment Industry Regulatory Organization of Canada
MFDA Proposed Fees and Charges Rule Amendments
Download PDF October 8, 2010 Jason Bennett Corporate Secretary & Director, Regional Councils Mutual Fund Dealers Association of Canada
CSA Proposed Amendments to Registration and Requirements
Download PDF September 30, 2010 John Stevenson, Secretary Ontario Securities Commission 20 Queen Street West, Suite 1903, Box 55
CSA, IIROC and MFDA Proposals Re. the Client Relationship Model
Download PDF July 23, 2009 Mark Stechishin Policy Counsel Investment Industry Regulatory Organization of Canada (IIROC) Suite 1600, 121 King
MFDA Proposed Amendments to Relationship Disclosure and Performance Reporting
Download PDF July 23, 2009 Corporate Secretary Mutual Fund Dealers Association of Canada 121 King St. West, Suite 1000