PDF July 04, 2020 The Secretary Ontario Securities Commission 20 Queen Street West 22nd Floor Toronto, Ontario M5H 3S8 comments@osc.gov.on.ca
Mutual Fund Dealers Association of Canada Proposed Amendments to MFDA Rule 2.3.1(b) (Discretionary Trading)
PDF August 2, 2019 Paige Ward General Counsel, Corporate Secretary and Vice-President, Policy Mutual Fund Dealers Association of Canada 121
CSA’s Proposed Amendments to NI 81-105 Mutual Fund Sales Practices
FAIR Canada is pleased to offer comments on the Proposed Amendments to 81-105 Mutual Fund Sales Practices and related consequential
Canadian Securities Administrators (“CSA”) Consultation on the Option of Discontinuing Embedded Commissions – Consultation Paper 81-408
FAIR Canada has commented on CSA Consultation Paper – 81-408 regarding the elimination of embedded commissions. At issue is whether
CSA Implementation of Stage 3 of Point of Sale Disclosure for Mutual Funds
Download PDF May 26, 2014 British Columbia Securities Commission Alberta Securities Commission Financial and Consumers Affairs Authority of Saskatchewan
CSA Mutual Fund Fees
Download PDF April 12, 2013 RE: Canadian Securities Administrators (“CSA”) Discussion Paper and Request for Comment 81-407 Mutual Fund Fees
CSA Amendments to Fund Regulation and Disclosure
Download PDF September 24, 2010 John Stevenson, Secretary Ontario Securities Commission 20 Queen Street West, Suite 1903, Box 55