FAIR CanadaInvestment Products Archives

FAIR Canada@FAIRCanada.Sep 07

via @FI_Quebec : FAIR Canada désire des clarifications sur les réformes ciblées des @ACVM_Nouvelles https://t.co/ad2FwbH3Cd

FAIR Canada@FAIRCanada.Sep 04

FAIR Canada favours banning embedded commissions to meet best interest standards | via @advisorca https://t.co/n7Q8BzWLuy

Osgoode IPC@OsgoodeIPC.Aug 27

RT @OsgoodeIPC: Welcome back to school, @OsgoodeNews students! The IPC team is excited for a new semester and a new group of clinic student…

FAIR Canada@FAIRCanada.Aug 31

FAIR Canada seeks clarity on Client Focused Reforms: How will firms be able to address conflicts of interest in fou… https://t.co/voc9xT4Tyv

FAIR Canada@FAIRCanada.Aug 31

FAIR Canada seeks answers from CSA https://t.co/jrYVkRY5HV

SeekAdvisor Canada@SeekAdvisorCA.Aug 30

RT @SeekAdvisorCA: To wit: "...an abundance of evidence has clearly demonstrated that compensation drives behaviour." https://t.co/xpCTLUEV…

FAIR Canada@FAIRCanada.Aug 30

We have written a letter to the @CSA_News regarding the proposed Client Focused Reforms seeking clarification so th… https://t.co/V8zj6SVaPG

FAIR Canada@FAIRCanada.Aug 30

The @OSC_News Investor Office has recently published research to better understand and address investor needs and i… https://t.co/pJINJM8Ayp

FAIR Canada@FAIRCanada.Aug 29

This case demonstrates that Canada needs to implement training and education of staff and make appropriate material… https://t.co/spB3gRSbzp

Investment Executive@IE_Canada.Aug 25

RT @IE_Canada: There is growing resistance to the MFDA’s plan to increase #feedisclosure, referred to by some as #CRM3. https://t.co/q90euD…

Ellen Roseman@ellenroseman.Aug 27

RT @ellenroseman: Canada needs a best interest standard for financial advisers, so a profit motive won't get in the way of offering sound s…

CNPEA@cnpea.Aug 22

RT @cnpea: (1/2) In recent years programs like "Financial Abuse of Older Adults: Recognize, Review and Respond" (https://t.co/GQ88X6Feft)…

CNPEA@cnpea.Aug 22

RT @cnpea: 2/2 For instance @OSC_News, @FCACan, @FAIRCanada. For older adults, @CCElderLaw released a fraud prevention tool called #BeaSav…

FAIR Canada@FAIRCanada.Aug 15

« Fair Canada est déçu que l’OCRCVM, un organisme de réglementation d’intérêt public, ait suspendu ses directives d… https://t.co/5TKEUAeVE0

Janet McFarland@JMcFarlandGlobe.Aug 08

RT @JMcFarlandGlobe: Fortress legal woes grow as St. Catharines project placed in receivership /via @globeandmail https://t.co/tyQPTncdhd

FAIR Canada@FAIRCanada.Aug 10

FAIR Canada Comments on Draft Prospectus and Related Registration Exemptions for the Cooperative Capital Markets Re… https://t.co/yXkZ2Z7uqX

FAIR Canada@FAIRCanada.Aug 10

The extent of personal investor information required by the CSE’s Form 9 is disturbing and in our view goes beyond… https://t.co/XNH1z1Ws5F

FAIR Canada@FAIRCanada.Aug 10

FAIR Canada believes it would be timely for the @CSE_News to update and harmonize its Form 9 information requiremen… https://t.co/rofghBp4Zt

FAIR Canada@FAIRCanada.Aug 10

FAIR Canada Comments on Proposed @MFDA_News Sanction Guidelines https://t.co/jEyPdunW5h

Jun 13 2018	CSA Notice and Request for Comment on Proposed Amendments to National Instrument 45-106 Prospectus Exemptions and National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations relating to Syndicated Mortgages and Proposed Changes to Companion Policy 45-106CP Prospectus Exemptions
Oct 17 2017	IOSCO’s Consultation Report – Public Comment on Regulatory Reporting and Public Transparency in the Secondary Corporate Bond Markets
Aug 03 2017	Canadian Securities Administrators (“CSA”) Notice and Request for Comment on Proposed National Instrument 91-102 Prohibition of Binary Options and Related Proposed Companion Policy
Jun 09 2017	Canadian Securities Administrators (“CSA”) Consultation on the Option of Discontinuing Embedded Commissions – Consultation Paper 81-408
Jan 10 2017	FAIR Canada Comments on CSA Alternative Funds Proposal
Dec 20 2016	FAIR Canada comments on IIROC’s Proposed Guidance for Discount Brokerages/OEO Firms
Sep 09 2016	FAIR Canada opposes eliminating prospectus or reports for CFDs, Foreign Exchange Contracts and Binary Options
Mar 09 2016	FAIR Canada Comments on CSA Risk Classification Methodology
Nov 02 2015	CSA Staff Notice and Request for Comment 21-315 Next Steps in Regulation and Transparency of the Fixed Income Market
Sep 16 2015	CSA Notice and Request for Comment – Mandating a Summary Disclosure Document for Exchange-Traded Mutual Funds and Its Delivery