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Investment Products

May
08
2019

CSA Second Notice and Request for Comment Proposed Amendments to National Instrument 45-106 Prospectus Exemptions and National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations relating to Syndicated Mortgages
Dec
13
2018

CSA’s Proposed Amendments to NI 81-105 Mutual Fund Sales Practices
Jun
13
2018

CSA Notice and Request for Comment on Proposed Amendments to National Instrument 45-106 Prospectus Exemptions and National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations relating to Syndicated Mortgages and Proposed Changes to Companion Policy 45-106CP Prospectus Exemptions
Oct
17
2017

IOSCO’s Consultation Report – Public Comment on Regulatory Reporting and Public Transparency in the Secondary Corporate Bond Markets  
Aug
03
2017

Canadian Securities Administrators (“CSA”) Notice and Request for Comment on Proposed National Instrument 91-102 Prohibition of Binary Options and Related Proposed Companion Policy
Jun
09
2017

Canadian Securities Administrators (“CSA”) Consultation on the Option of Discontinuing Embedded Commissions – Consultation Paper 81-408
Jan
10
2017

FAIR Canada Comments on CSA Alternative Funds Proposal
Sep
09
2016

FAIR Canada opposes eliminating prospectus or reports for CFDs, Foreign Exchange Contracts and Binary Options
Mar
09
2016

FAIR Canada Comments on CSA Risk Classification Methodology
Nov
02
2015

CSA Staff Notice and Request for Comment 21-315 Next Steps in Regulation and Transparency of the Fixed Income Market