Investment Products Archives - FAIR Canada

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Canadian Investment Regulatory Organization (CIRO) Rule Consolidation Project – Phase 5 (the Proposal)

Proposed Amendments to the Principal Distributor Model in the Distribution of Mutual Fund Securities

Notice and Request for Comment – Proposed Consolidated Segregated Funds Guidance

Non-tailored Advice in the Order Execution Only (OEO) Channel

Access Model for Non-Investment Fund Reporting Issuers (Consultation)

Consultation Paper 81-737 – Retail Investor Access to Long-Term Assets

Modernization of the Continuous Disclosure Regime for Investment Funds

Proposal to Modernize the CIRO Arbitration Program

Distributing Funds Disgorged and Collected through CIRO Disciplinary Proceedings to Harmed Investors (Phase II)

Regulation respecting information to be provided to holders of individual variable insurance contracts relating to segregated funds