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Home / Capital Raising & Exempt Market

Submission Category: Capital Raising & Exempt Market

The Canadian Public Accountability Board (CPAB) – Consultation on Regulatory Disclosures

CSE Notice 2018-010 and Request for Comment – Public Interest Rule Amendment to Policy 6 Distributions

FAIR Canada has submitted comments regarding Canadian Securities Exchange Notice 2018-010 and Request for Comment – Public Interest Rule Amendment

FAIR Canada Comments on Draft Prospectus and Related Registration Exemptions for the Cooperative Capital Markets Regulatory System

PDF August 7, 2018 Ministers Responsible for Securities Regulation in the Provinces and Territory Participating in the Cooperative Capital Markets

CSA Multilateral Notice and Request for Comment – Proposed Amendments to National Instrument 45-106 Prospectus Exemptions relating to Reports of Exempt Distribution

Download PDF September 8, 2017   Alberta Securities Commission Financial and Consumer Affairs Authority of Saskatchewan Manitoba Securities Commission Ontario

FAIR Canada opposes eliminating prospectus or reports for CFDs, Foreign Exchange Contracts and Binary Options

In response to a request for comment from the Alberta Securities Commission (ASC), FAIR Canada has stated that over-the-counter trading in

Start-Up Business Exemption Proposed for Alberta and Nunavut

The Alberta Securities Commission and Government of Nunavut jointly proposed Draft Regulation 45-109 respecting a prospectus exemption for start-up businesses

CSA Notice and Request for Comment on Proposed Amendments relating to Reports of Exempt Distribution

FAIR Canada offered comments on proposed amendments to National Instrument 45-106 Prospectus Exemptions that would introduce a harmonized report of

Request for Comment on Proposed Amendments to the Offering Memorandum Exemption

FAIR Canada recently provided comments to the Nova Scotia Securities Commission (“NSSC”) about proposed amendments to National Instrument 45-106 Prospectus Exemptions

FAIR Canada’s Comments on the Proposed Investment Dealer Exemption

FAIR Canada provided comments to the securities commissions in British Columbia, New Brunswick and Saskatchewan (the “Participating Jurisdictions”) on the

FAIR Canada’s Comments on the Proposed Amendments to the Rights Offering Exemption

FAIR Canada has provided comments to the CSA regarding proposed amendments to the existing prospectus-exempt rights offering regime. We support

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