FAIR CanadaAdvisors, Dealers & Financial Planners Archives

FAIR Canada@FAIRCanada.Aug 15

« Fair Canada est déçu que l’OCRCVM, un organisme de réglementation d’intérêt public, ait suspendu ses directives d… https://t.co/5TKEUAeVE0

Janet McFarland@JMcFarlandGlobe.Aug 08

RT @JMcFarlandGlobe: Fortress legal woes grow as St. Catharines project placed in receivership /via @globeandmail https://t.co/tyQPTncdhd

FAIR Canada@FAIRCanada.Aug 10

FAIR Canada Comments on Draft Prospectus and Related Registration Exemptions for the Cooperative Capital Markets Re… https://t.co/yXkZ2Z7uqX

FAIR Canada@FAIRCanada.Aug 10

The extent of personal investor information required by the CSE’s Form 9 is disturbing and in our view goes beyond… https://t.co/XNH1z1Ws5F

FAIR Canada@FAIRCanada.Aug 10

FAIR Canada believes it would be timely for the @CSE_News to update and harmonize its Form 9 information requiremen… https://t.co/rofghBp4Zt

FAIR Canada@FAIRCanada.Aug 10

FAIR Canada Comments on Proposed @MFDA_News Sanction Guidelines https://t.co/jEyPdunW5h

Financial Post@financialpost.Aug 07

RT @financialpost: Canada’s go-to stock exchange for marijuana companies publishes investors’ personal information https://t.co/eaiKL9UcH0…

Ellen Roseman@ellenroseman.Aug 01

RT @ellenroseman: Scholarship plans worth close study https://t.co/BQsxZYooiy via @torontostar Written in 2008, still relevant on today's s…

FAIR Canada@FAIRCanada.Aug 01

They thought they were saving for their kids’ education but were shocked to learn their money was gone… https://t.co/1H60FEeICz

FAIR Canada@FAIRCanada.Jul 30

Trust betrayed https://t.co/MPqERJvzO2

FAIR Canada@FAIRCanada.Jul 27

FAIR Canada Comments on CSA Update on Director and Audit Committee Member Independence #CSA #capitalmarkets https://t.co/ubf2u4gyk8

Dan Hallett@DanHallett.Jul 23

RT @DanHallett: The @mfda received around two dozen responses to its consultation on enhanced cost disclosure including one from us (https:…

FAIR Canada@FAIRCanada.Jul 24

Beware of Blockchain Mortgages: The @fpinvesting writes of the risks to investors of investing in Fractional Mortga… https://t.co/PJtogCXll3

FAIR Canada@FAIRCanada.Jul 24

Investors misled about land values in Fortress developments: RCMP /via @globeandmail https://t.co/wReqTG9HFe

Ellen Roseman@ellenroseman.Jul 23

RT @ellenroseman: FAIR Canada believes investors would be best served by eliminating conflict of interests rather than by more fulsome disc…

Jun 27 2018	MFDA – Proposed Continuing Education Requirements
Jun 13 2018	CSA Staff Notice 61-303 and Request for Comment – Soliciting Dealer Arrangements
May 08 2018	Proposed MFDA Staff Notice on MFDA Member Intermediary Arrangements
Apr 17 2018	FAIR Canada Comments on Regulation of Financial Planners
Mar 05 2018	Republication of Proposed IIROC Dealer Member Plain Language Rule Book – IIROC Notice 18-0014
Feb 28 2018	Continuing Education Rules – Proposed Amendments
Feb 06 2018	Financial and Consumer Services Commission Consultation Paper November 2017: Improving Detection, Prevention and Response to Senior Financial Abuse in New Brunswick
Nov 15 2017	Report on Vulnerable Investors: Elder Abuse, Financial Exploitation, Undue Influence and Diminished Mental Capacity
Jun 09 2017	Canadian Securities Administrators (“CSA”) Consultation on the Option of Discontinuing Embedded Commissions – Consultation Paper 81-408
Jan 27 2017	FAIR Canada Comments on MFDA Misleading Business Titles Prohibited Rule