FAIR CanadaAdvisors, Dealers & Financial Planners Archives

Chris MacDonald@ethicsblogger.Jul 31

RT @ethicsblogger: My friend @VanishaSukdeo 's 2nd book is out! "Corporate Law, Codes of Conduct and Workers’ Rights" https://t.co/b1RH7WWm…

FAIR Canada@FAIRCanada.May 21

Check out our latest submission on the proposed framework for Crypto-Assest Trading Platforms here:… https://t.co/nNlmrrRpZW

FAIR Canada@FAIRCanada.May 15

Have you subscribed to our newsletter? Read the May edition of FAIR Focus here: https://t.co/hEIWGzwSyQ https://t.co/c8UYNtmN7Q

FAIR Canada@FAIRCanada.May 14

Read our new submission on Syndicated Mortgages here: https://t.co/HNplR0E24s https://t.co/brcti6wU2v

FAIR Canada@FAIRCanada.May 13

Check out a blog post on our website written by our new Director of Policy Research @VanishaSukdeo: https://t.co/3dmOXB17wa

FAIR Canada@FAIRCanada.May 10

RT @FAIRCanada: @rcarrick Another slap on the wrist! Both the dealing representative and the dealer should face harsher penalties. A failur…

Ellen Roseman@ellenroseman.May 10

RT @ellenroseman: Toronto advisor fined for making unsuitable recommendations https://t.co/tcCZ0Sndrh @FAIRCanada

FAIR Canada@FAIRCanada.May 03

FAIR Canada Director Stephen Jarislowsky on BNN discussing SNC letter published by FAIR Canada https://t.co/i1vydfXrxa

Larry Bates@LarryBatesBTB.Apr 08

RT @LarryBatesBTB: I am pleased to be joining the Board of @FAIRCanada. "Putting Investors First" https://t.co/shUXHRs6gU

FAIR Canada@FAIRCanada.Apr 08

Read our announcement on Staffing and the Board of Directors of FAIR Canada: https://t.co/4swHiwWMC8

FAIR Canada@FAIRCanada.Apr 08

Mise à jour sur le personnel et le conseil d’administration https://t.co/ieAZ1XxdCe

Osgoode IPC@OsgoodeIPC.Mar 30

RT @OsgoodeIPC: The Investor Protection Clinic student caseworkers together with the Clinic Co-Directors @PPuri_Osgoode and Professor Brigi…

FAIR Canada@FAIRCanada.Mar 15

Check out our March newsletter and subscribe for regular updates! https://t.co/P3kfIQmJSk

FAIR Canada@FAIRCanada.Mar 01

"Ahead of the CSE decision, investor advocate FAIR Canada welcomed the move" https://t.co/oum7Q1SiHH

FAIR Canada@FAIRCanada.Feb 05

Quadriga CX "wallets" leave consumers out in the cold for about C$190 million https://t.co/I0Q5VhNBRZ

FAIR Canada@FAIRCanada.Jan 24

DIY Maxar Shareholders ‘left up in the air’ – unable to trade as shares plunge on news of satellite failure. https://t.co/K3DnbDpJH8

FAIR Canada@FAIRCanada.Jan 14

"FAIR Canada says that, given the problems with DSCs, regulators shouldn’t be concerned about a ban’s impact on bus… https://t.co/5asMSxtWoA

FAIR Canada@FAIRCanada.Jan 04

FAIR Canada supports Canadian Securities Exchange proposal to introduce 4 month resale restrictions for securities… https://t.co/wPrVTkdWqu

FAIR Canada@FAIRCanada.Dec 17

We sincerely hope the CRTC acts expeditiously to pay PIAC so it can stay open. Canadians need and benefit from PIAC… https://t.co/zqnPc2YM0H

May 31 2019	Response to request for comment on the FCAC draft code of conduct for delivery of banking products and services to seniors
Dec 13 2018	CSA’s Proposed Amendments to NI 81-105 Mutual Fund Sales Practices
Jun 27 2018	MFDA – Proposed Continuing Education Requirements
Jun 13 2018	CSA Staff Notice 61-303 and Request for Comment – Soliciting Dealer Arrangements
May 08 2018	Proposed MFDA Staff Notice on MFDA Member Intermediary Arrangements
Apr 17 2018	FAIR Canada Comments on Regulation of Financial Planners
Mar 05 2018	Republication of Proposed IIROC Dealer Member Plain Language Rule Book – IIROC Notice 18-0014
Feb 28 2018	Continuing Education Rules – Proposed Amendments
Feb 06 2018	Financial and Consumer Services Commission Consultation Paper November 2017: Improving Detection, Prevention and Response to Senior Financial Abuse in New Brunswick
Nov 15 2017	Report on Vulnerable Investors: Elder Abuse, Financial Exploitation, Undue Influence and Diminished Mental Capacity