FAIR CanadaAdvisors, Dealers & Financial Planners Archives

FAIR Canada@FAIRCanada.Jan 02

FAIR Canada welcomes the recent #CSA announcement, Staff Notice 81-332, of a regulatory ban on #DSCs, a fund fee op… https://t.co/kHKKRKDdoC

Ellen Roseman@ellenroseman.Dec 06

RT @ellenroseman: Why aren’t women investing in securities at the same rate as men do? This was the topic of a panel discussion that we rec…

poida ☯@poida.Dec 10

RT @poida: @DanHallett @FAIRCanada Thanks for sharing this Dan. Clearly you've put a lot of thought, time and energy into critiquing their…

FAIR Canada@FAIRCanada.Dec 09

🙏 https://t.co/gW4iOIOuYk

kindwealth.ca@kindwealth_ca.Dec 09

RT @kindwealth_ca: Well done @rcarrick, Kind Wealth agrees that @FAIRCanada deserves funding to stand as an independent voice/advocate for…

Dan Hallett@DanHallett.Dec 03

RT @DanHallett: I agree that @FAIRCanada is so important. It's the only formal organization dedicated to representing Canadian investors. T…

BLG@BLGLaw.Nov 06

RT @BLGLaw: Here’s a new #BLGPublication by Carol Derk, Sarah Gardiner and Sienne Lau #InvestmentManagement | #Securities | #CapitalMarkets…

Advisor.ca@advisorca.Dec 06

RT @advisorca: Millennials’ debt-to-income ratio more than 200%. https://t.co/z2k2KRcNfZ https://t.co/Nged7X5oU9

OBSI / OSBI@Ombudsman_OBSI.Dec 06

RT @Ombudsman_OBSI: Do you want to receive OBSI's insights, stats and case studies directly to your inbox? Click here to subscribe. #newsle…

FAIR Canada@FAIRCanada.Dec 06

Stress testing for climate risks is coming: NBF https://t.co/ELy4bMyXUf

FAIR Canada@FAIRCanada.Dec 06

“The accuracy, integrity of credit ratings is fundamental to ensuring that users have reliable sources of informati… https://t.co/mttj6dvsZS

FAIR Canada@FAIRCanada.Dec 06

FCA bans sale of risky, complex vehicles to retail investors https://t.co/VxODXfg8wz

Jul 22 2020	CSA Notice and Request for Comment – Proposed Amendments to National Instrument 31-103 to Enhance Protection of Older and Vulnerable Clients (the “CSA Proposal”)
Jul 08 2020	FAIR Canada Response to OSC RE: Proposed Rule 81-502 Restrictions on the Use of the Deferred Sales Charges Option for Mutual Funds
Sep 09 2019	Financial Consumer Affairs Authority of Saskatchewan Financial Planners Consultation
May 31 2019	Response to request for comment on the FCAC draft code of conduct for delivery of banking products and services to seniors
Dec 13 2018	CSA’s Proposed Amendments to NI 81-105 Mutual Fund Sales Practices
Jun 27 2018	MFDA – Proposed Continuing Education Requirements
Jun 13 2018	CSA Staff Notice 61-303 and Request for Comment – Soliciting Dealer Arrangements
May 08 2018	Proposed MFDA Staff Notice on MFDA Member Intermediary Arrangements
Apr 17 2018	FAIR Canada Comments on Regulation of Financial Planners
Mar 05 2018	Republication of Proposed IIROC Dealer Member Plain Language Rule Book – IIROC Notice 18-0014