FAIR CanadaAdvisors, Dealers & Financial Planners Archives

CNWBanking@CNWBanking.Oct 10

RT @CNWBanking: FAIR Canada welcomes CSA's Client Focused Reform amendments to better align advisor & client interests, to better manage co…

FAIR Canada@FAIRCanada.Oct 08

CSA move to enhance offshore audit access of @CPAB_CCRC - Canada's audit regulator #cpab @CSA_News #CSA… https://t.co/zUlZCBixYa

FAIR Canada@FAIRCanada.Oct 08

SEC drive to modernize #ETF regulation in the US has been said to help free up SEC resources/ staff to focus on "no… https://t.co/ETUNEPOS1f

FAIR Canada@FAIRCanada.Oct 08

International activity on #climate change risk disclosures this week coming out of #Japan. Task Force on Climate-r… https://t.co/zXTPGYMVcs

FAIR Canada@FAIRCanada.Oct 07

FAIR Canada, the Voice of the Investor, is a national, professional charitable organization that represents the int… https://t.co/zOUY5szT56

FAIR Canada@FAIRCanada.Oct 06

Menlo Park trading platform Robinhood slashed trading fees to zero. Recently @CharlesSchwab followed suit. @CNBC ha… https://t.co/oEAToKQj48

Fern Karsh@fernkarsh.Oct 06

RT @fernkarsh: Facebook’s @Libra_ is “the key to the long-term dominion it seeks” -there’s no “delete your account” for the dollar. @FastCo…

Fern Karsh@fernkarsh.Oct 06

RT @fernkarsh: For securities regulatory context, @CSA_News released notice 51-358 on #climate #risk disclosure to assist issuers & enable…

Fern Karsh@fernkarsh.Oct 04

RT @fernkarsh: Nice work ⁦@Mantle314⁩ - writing in today’s ⁦@GlobeDebate⁩. Bank of Canada warns that Cdn companies aren’t adequately disclo…

FAIR Canada@FAIRCanada.Oct 04

Well said @LarryBatesBTB also explained well in your book "Beat the Bank". The @globeandmail's @OHaraClare recentl… https://t.co/MPVBkL0wl0

FAIR Canada@FAIRCanada.Oct 04

American online brokerages have slashed trading fees to $0, starting with @CharlesSchwab with others south of the b… https://t.co/EU18jj5qpD

Sep 09 2019	Financial Consumer Affairs Authority of Saskatchewan Financial Planners Consultation
May 31 2019	Response to request for comment on the FCAC draft code of conduct for delivery of banking products and services to seniors
Dec 13 2018	CSA’s Proposed Amendments to NI 81-105 Mutual Fund Sales Practices
Jun 27 2018	MFDA – Proposed Continuing Education Requirements
Jun 13 2018	CSA Staff Notice 61-303 and Request for Comment – Soliciting Dealer Arrangements
May 08 2018	Proposed MFDA Staff Notice on MFDA Member Intermediary Arrangements
Apr 17 2018	FAIR Canada Comments on Regulation of Financial Planners
Mar 05 2018	Republication of Proposed IIROC Dealer Member Plain Language Rule Book – IIROC Notice 18-0014
Feb 28 2018	Continuing Education Rules – Proposed Amendments
Feb 06 2018	Financial and Consumer Services Commission Consultation Paper November 2017: Improving Detection, Prevention and Response to Senior Financial Abuse in New Brunswick