Jul 8, 2020
FAIR Canada Response to OSC RE: Proposed Rule 81-502 Restrictions on the Use of the Deferred Sales Charges Option for Mutual Funds
Jul 8, 2020
PowerPoint Presentation to Ontario Capital Markets Modernization Taskforce
Jul 8, 2020
Letter to the Ontario Capital Markets Modernization Taskforce
May 14, 2020
Letter From Knowledge First Financial Regarding Group RESPs
May 11, 2020
RE: Class Proceedings Amendments, Bill 161, the Smarter Stronger Justice Act
Apr 23, 2020
Letter to the OSC Re: Covid-19 Relief for Vulnerable Retail Investors Invested in Group Plan RESPs
Mar 27, 2020
Submission To CSA On The Proposed Scope Of The Review Of Self-Regulatory Organizations
Mar 26, 2020
COVID 19 Financial Relief for Retail Investors:
Mar 9, 2020
Submission to the OSC and Request for Comment – Access Equals Delivery
Dec 19, 2019
FAIR Canada welcomes the CSA ban on embedded commissions for mutual funds
Nov 7, 2019
FAIR Canada Follow Up Letter re: IIROC Proposals for Minor Contraventions Program and Early Resolutions Offers Policy
Oct 18, 2019
IIROC Dealers Using Client Agreements that violate IIROC Rules and Securities Act requirements ~ IIROC Notice 19-0177
Sep 30, 2019
A National Securities Portal Database is a Practical Alternative to a National Regulator
Sep 30, 2019
OSC Regulatory Burden Reduction Comments
Sep 9, 2019
Financial Consumer Affairs Authority of Saskatchewan Financial Planners Consultation
Aug 7, 2019
Letter to CSA RE: IIROC Notice 19-0076 Proposed Amendments to Rules of Investment Industry Regulatory Organization of Canada (IIROC) ~ Minor Contravention Program and Early Resolution Offers
Aug 6, 2019
Mutual Fund Dealers Association of Canada Proposed Amendments to MFDA Rule 2.3.1(b) (Discretionary Trading)
Jul 4, 2019
IIROC Notice 19-0076 Minor Contravention Program and Early Resolution Offers
Jun 27, 2019
Statement on SNC Part II: Clarification of FAIR Canada Position
Jun 6, 2019
Letter from Mr. Louis Morisett of May 29, 2019 RE: Exemptive relief granted by Canadian securities regulators in connection with ASDP
Jun 6, 2019
FAIR Canada Letter of May 10, 2019 RE: Exemptive relief granted by Canadian securities regulators in connection with ASDP
Jun 6, 2019
Letter from Mr. Louis Morisett of May 8, 2019 RE: Exemptive relief granted by Canadian securities regulators in connection with ASDP
Jun 6, 2019
Exemptive relief granted by Canadian securities regulators in connection with automatic stock disposition plans (“ASDP”)
May 31, 2019
Response to request for comment on the FCAC draft code of conduct for delivery of banking products and services to seniors
May 13, 2019
Joint CSA/IIROC Consultation Paper on Internalization in the Canadian Equity Market