Jul 8, 2020

FAIR Canada Response to OSC RE: Proposed Rule 81-502 Restrictions on the Use of the Deferred Sales Charges Option for Mutual Funds

Jul 8, 2020

PowerPoint Presentation to Ontario Capital Markets Modernization Taskforce

Jul 8, 2020

Letter to the Ontario Capital Markets Modernization Taskforce

May 14, 2020

Letter From Knowledge First Financial Regarding Group RESPs

May 11, 2020

RE: Class Proceedings Amendments, Bill 161, the Smarter Stronger Justice Act

Apr 23, 2020

Letter to the OSC Re: Covid-19 Relief for Vulnerable Retail Investors Invested in Group Plan RESPs

Mar 27, 2020

Submission To CSA On The Proposed Scope Of The Review Of Self-Regulatory Organizations

Mar 26, 2020

COVID 19 Financial Relief for Retail Investors:

Mar 9, 2020

Submission to the OSC and Request for Comment – Access Equals Delivery

Dec 19, 2019

FAIR Canada welcomes the CSA ban on embedded commissions for mutual funds

Nov 7, 2019

FAIR Canada Follow Up Letter re: IIROC Proposals for Minor Contraventions Program and Early Resolutions Offers Policy

Oct 18, 2019

IIROC Dealers Using Client Agreements that violate IIROC Rules and Securities Act requirements ~ IIROC Notice 19-0177

Sep 30, 2019

A National Securities Portal Database is a Practical Alternative to a National Regulator

Sep 30, 2019

OSC Regulatory Burden Reduction Comments

Sep 9, 2019

Financial Consumer Affairs Authority of Saskatchewan Financial Planners Consultation

Aug 7, 2019

Letter to CSA RE:    IIROC Notice 19-0076 Proposed Amendments to Rules of Investment Industry Regulatory Organization of Canada (IIROC) ~ Minor Contravention Program and Early Resolution Offers

Aug 6, 2019

Mutual Fund Dealers Association of Canada Proposed Amendments to MFDA Rule 2.3.1(b) (Discretionary Trading)

Jul 4, 2019

IIROC Notice 19-0076 Minor Contravention Program and Early Resolution Offers

Jun 27, 2019

Statement on SNC Part II: Clarification of FAIR Canada Position

Jun 6, 2019

Letter from Mr. Louis Morisett of May 29, 2019 RE: Exemptive relief granted by Canadian securities regulators in connection with ASDP

Jun 6, 2019

FAIR Canada Letter of May 10, 2019 RE: Exemptive relief granted by Canadian securities regulators in connection with ASDP

Jun 6, 2019

Letter from Mr. Louis Morisett of May 8, 2019 RE: Exemptive relief granted by Canadian securities regulators in connection with ASDP

Jun 6, 2019

Exemptive relief granted by Canadian securities regulators in connection with automatic stock disposition plans (“ASDP”)

May 31, 2019

Response to request for comment on the FCAC draft code of conduct for delivery of banking products and services to seniors

May 13, 2019

Joint CSA/IIROC Consultation Paper on Internalization in the Canadian Equity Market