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Advisory Standards/Best Interests Duty / Best Interest Standard

Submission Category: Best Interest Standard

CSA Notice and Request for Comment – Reforms to Enhance the Client-Registrant Relationship (Client Focused Reforms)

FAIR Canada commends the CSA for pursuing reforms to the client-registrant relationship with the goal to better align the interests

Consumer Protection and Oversight in Relation to Schedule I Banks

Download PDF     June 9, 2017     Standing Committee on Finance Sixth Floor, 131 Queen Street House of

FAIR Canada Comments on Proposed Best Interest Standard and Proposed Targeted Reforms

FAIR Canada strongly believes that Canada urgently needs to implement reforms so that dealers and their individual registrants (“financial advisors”)

FAIR Canada Comments on the Preliminary Policy Recommendations of the Expert Committee

FAIR Canada Generally Supportive of Expert Committee’s Preliminary Report on Regulating Financial Planning FAIR Canada generally supports the eight high-level

Consultation on the Report on the Application of the Act respecting the distribution of financial products and services (the “Act”)

FAIR Canada provided comments to the Quebec government on its consultation arising from a Report on the Application of an

Consultation regarding Financial Advisory and Financial Planning Policy Alternatives

As more Ontarians (and Canadians) are compelled to be self-reliant in saving for retirement and are forced into the markets

CSA Consultation Paper 33-403 Statutory Best Interest Standard

Download PDF February 22, 2013 John Stevenson, Secretary Ontario Securities Commission 20 Queen Street West 19th Floor, Box 55 Toronto,

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