Apr 23, 2020

Letter to the OSC Re: Covid-19 Relief for Vulnerable Retail Investors Invested in Group Plan RESPs

Mar 27, 2020

Submission To CSA On The Proposed Scope Of The Review Of Self-Regulatory Organizations

Mar 26, 2020

COVID 19 Financial Relief for Retail Investors:

Mar 9, 2020

Submission to the OSC and Request for Comment – Access Equals Delivery

Dec 19, 2019

FAIR Canada welcomes the CSA ban on embedded commissions for mutual funds

Nov 7, 2019

FAIR Canada Follow Up Letter re: IIROC Proposals for Minor Contraventions Program and Early Resolutions Offers Policy

Oct 18, 2019

IIROC Dealers Using Client Agreements that violate IIROC Rules and Securities Act requirements ~ IIROC Notice 19-0177

Sep 30, 2019

A National Securities Portal Database is a Practical Alternative to a National Regulator

Sep 30, 2019

OSC Regulatory Burden Reduction Comments

Sep 9, 2019

Financial Consumer Affairs Authority of Saskatchewan Financial Planners Consultation

Aug 7, 2019

Letter to CSA RE:    IIROC Notice 19-0076 Proposed Amendments to Rules of Investment Industry Regulatory Organization of Canada (IIROC) ~ Minor Contravention Program and Early Resolution Offers

Aug 6, 2019

Mutual Fund Dealers Association of Canada Proposed Amendments to MFDA Rule 2.3.1(b) (Discretionary Trading)

Jul 4, 2019

IIROC Notice 19-0076 Minor Contravention Program and Early Resolution Offers

Jun 27, 2019

Statement on SNC Part II: Clarification of FAIR Canada Position

Jun 6, 2019

Letter from Mr. Louis Morisett of May 29, 2019 RE: Exemptive relief granted by Canadian securities regulators in connection with ASDP

Jun 6, 2019

FAIR Canada Letter of May 10, 2019 RE: Exemptive relief granted by Canadian securities regulators in connection with ASDP

Jun 6, 2019

Letter from Mr. Louis Morisett of May 8, 2019 RE: Exemptive relief granted by Canadian securities regulators in connection with ASDP

Jun 6, 2019

Exemptive relief granted by Canadian securities regulators in connection with automatic stock disposition plans (“ASDP”)

May 31, 2019

Response to request for comment on the FCAC draft code of conduct for delivery of banking products and services to seniors

May 13, 2019

Joint CSA/IIROC Consultation Paper on Internalization in the Canadian Equity Market

May 13, 2019

Joint CSA/IIROC Consultation Paper 21-402 Proposed Framework for Crypto-Asset Trading Platforms

May 8, 2019

CSA Second Notice and Request for Comment Proposed Amendments to National Instrument 45-106 Prospectus Exemptions and National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations relating to Syndicated Mortgages

Apr 19, 2019

Stephen Jarislowsky On SNC Governance and DPA

Apr 15, 2019

FAIR Canada Statement on SNC Part I

Feb 7, 2019

Proposed FY 2019-20 FSRA Priorities and Budget Consumer Roundtable

Feb 6, 2019

FCAC Consultation on a Voluntary Banking Code of Conduct

Jan 29, 2019

Request for comment – Re: the Department of Finance’s proposed changes to the legislation governing the management of unclaimed balances

Jan 4, 2019

CSE Notice 2018-010 and Request for Comment – Public Interest Rule Amendment to Policy 6 Distributions

Dec 13, 2018

CSA’s Proposed Amendments to NI 81-105 Mutual Fund Sales Practices

Oct 19, 2018

CSA Notice and Request for Comment – Reforms to Enhance the Client-Registrant Relationship (Client Focused Reforms)

Aug 30, 2018

CSA Notice and Request for Comment on Reforms to Enhance the Client-Registrant Relationship

Aug 7, 2018

FAIR Canada Comments on Draft Prospectus and Related Registration Exemptions for the Cooperative Capital Markets Regulatory System

Jul 25, 2018

Request for Comment on Proposed MFDA Sanction Guidelines

Jul 13, 2018

MFDA Discussion Paper on Expanding Cost Reporting

Jun 27, 2018

MFDA – Proposed Continuing Education Requirements

Jun 13, 2018

CSA Staff Notice 61-303 and Request for Comment – Soliciting Dealer Arrangements

Jun 13, 2018

CSA Notice and Request for Comment on Proposed Amendments to National Instrument 45-106 Prospectus Exemptions and National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations relating to Syndicated Mortgages and Proposed Changes to Companion Policy 45-106CP Prospectus Exemptions

Jun 4, 2018

OBSI Terms of Reference Renewal Project: Public Consultation

May 29, 2018

Ontario Securities Commission Notice 11-780 – Statement of Priorities

May 24, 2018

Request for Comment – Enforcement – Alternative Forms of Disciplinary Action Proposed at IIROC

May 8, 2018

Proposed MFDA Staff Notice on MFDA Member Intermediary Arrangements

Apr 17, 2018

FAIR Canada Comments on Regulation of Financial Planners

Apr 4, 2018

British Columbia Securities Commission Notice 2018/01 – Consulting on the Securities Law Framework for Fintech Regulation

Mar 5, 2018

Republication of Proposed IIROC Dealer Member Plain Language Rule Book – IIROC Notice 18-0014

Feb 28, 2018

Continuing Education Rules – Proposed Amendments

Feb 26, 2018

FAIR Canada, PIAC, CARP and Kenmar Associates Urge Response from JRC to Independent Reviewer’s Recommendations

Feb 21, 2018

Re: OBSI Independent Evaluator’s Report, 2016

Feb 6, 2018

Financial and Consumer Services Commission Consultation Paper November 2017: Improving Detection, Prevention and Response to Senior Financial Abuse in New Brunswick

Jan 29, 2018

Canadian Securities Administrators (“CSA”) Request for Comment on Consultation Paper 52-404 Approach to Director and Audit Committee Member Independence

Dec 8, 2017

Reviews of Retail Sales Practices at Canada’s Banks