Apr 23, 2021

Proposed Amendments to National Instrument 33-109 and Related Instruments – Modernizing Registration Information Requirements, Clarifying Outside Activity Reporting and Updating Filing Deadlines

Jan 18, 2021

MFDA Client Focused Reforms Rule amendments – FAIR Canada Comments

Jan 18, 2021

IIROC Client Focused Reforms Rule amendments – FAIR Canada Comments

Jan 11, 2021

Proposed Prospectus Exemption for Self-Certified Investors

Dec 21, 2020

OSC Notice 11-791 – Request for Comments Regarding Statement of Priorities for Financial Year to End March 31, 2022

Nov 12, 2020

Re: FSRA Proposed Rule – Financial Professionals Title Protection Request for Comments

Oct 26, 2020

Submission to the CSA Consultation on the Self-Regulatory Organization Framework

Sep 9, 2020

FAIR Canada Response to the CMM Taskforce Consultation Proposals

Jul 22, 2020

CSA Notice and Request for Comment – Proposed Amendments to National Instrument 31-103 to Enhance Protection of Older and Vulnerable Clients (the “CSA Proposal”)

Jul 8, 2020

FAIR Canada Response to OSC RE: Proposed Rule 81-502 Restrictions on the Use of the Deferred Sales Charges Option for Mutual Funds

Jul 8, 2020

PowerPoint Presentation to Ontario Capital Markets Modernization Taskforce

Jul 8, 2020

Letter to the Ontario Capital Markets Modernization Taskforce

May 14, 2020

Letter From Knowledge First Financial Regarding Group RESPs

May 11, 2020

RE: Class Proceedings Amendments, Bill 161, the Smarter Stronger Justice Act

Apr 23, 2020

Letter to the OSC Re: Covid-19 Relief for Vulnerable Retail Investors Invested in Group Plan RESPs

Mar 27, 2020

Submission To CSA On The Proposed Scope Of The Review Of Self-Regulatory Organizations

Mar 26, 2020

COVID 19 Financial Relief for Retail Investors:

Mar 9, 2020

Submission to the OSC and Request for Comment – Access Equals Delivery

Dec 19, 2019

FAIR Canada welcomes the CSA ban on embedded commissions for mutual funds

Nov 7, 2019

FAIR Canada Follow Up Letter re: IIROC Proposals for Minor Contraventions Program and Early Resolutions Offers Policy

Oct 18, 2019

IIROC Dealers Using Client Agreements that violate IIROC Rules and Securities Act requirements ~ IIROC Notice 19-0177

Sep 30, 2019

A National Securities Portal Database is a Practical Alternative to a National Regulator

Sep 30, 2019

OSC Regulatory Burden Reduction Comments

Sep 9, 2019

Financial Consumer Affairs Authority of Saskatchewan Financial Planners Consultation

Aug 7, 2019

Letter to CSA RE:    IIROC Notice 19-0076 Proposed Amendments to Rules of Investment Industry Regulatory Organization of Canada (IIROC) ~ Minor Contravention Program and Early Resolution Offers

Aug 6, 2019

Mutual Fund Dealers Association of Canada Proposed Amendments to MFDA Rule 2.3.1(b) (Discretionary Trading)

Jul 4, 2019

IIROC Notice 19-0076 Minor Contravention Program and Early Resolution Offers

Jun 27, 2019

Statement on SNC Part II: Clarification of FAIR Canada Position

Jun 6, 2019

Letter from Mr. Louis Morisett of May 29, 2019 RE: Exemptive relief granted by Canadian securities regulators in connection with ASDP

Jun 6, 2019

FAIR Canada Letter of May 10, 2019 RE: Exemptive relief granted by Canadian securities regulators in connection with ASDP

Jun 6, 2019

Letter from Mr. Louis Morisett of May 8, 2019 RE: Exemptive relief granted by Canadian securities regulators in connection with ASDP

Jun 6, 2019

Exemptive relief granted by Canadian securities regulators in connection with automatic stock disposition plans (“ASDP”)

May 31, 2019

Response to request for comment on the FCAC draft code of conduct for delivery of banking products and services to seniors

May 13, 2019

Joint CSA/IIROC Consultation Paper on Internalization in the Canadian Equity Market

May 13, 2019

Joint CSA/IIROC Consultation Paper 21-402 Proposed Framework for Crypto-Asset Trading Platforms

May 8, 2019

CSA Second Notice and Request for Comment Proposed Amendments to National Instrument 45-106 Prospectus Exemptions and National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations relating to Syndicated Mortgages

Apr 19, 2019

Stephen Jarislowsky On SNC Governance and DPA

Apr 15, 2019

FAIR Canada Statement on SNC Part I

Feb 7, 2019

Proposed FY 2019-20 FSRA Priorities and Budget Consumer Roundtable

Feb 6, 2019

FCAC Consultation on a Voluntary Banking Code of Conduct

Jan 29, 2019

Request for comment – Re: the Department of Finance’s proposed changes to the legislation governing the management of unclaimed balances

Jan 4, 2019

CSE Notice 2018-010 and Request for Comment – Public Interest Rule Amendment to Policy 6 Distributions

Dec 13, 2018

CSA’s Proposed Amendments to NI 81-105 Mutual Fund Sales Practices

Oct 19, 2018

CSA Notice and Request for Comment – Reforms to Enhance the Client-Registrant Relationship (Client Focused Reforms)

Aug 30, 2018

CSA Notice and Request for Comment on Reforms to Enhance the Client-Registrant Relationship

Aug 7, 2018

FAIR Canada Comments on Draft Prospectus and Related Registration Exemptions for the Cooperative Capital Markets Regulatory System

Jul 25, 2018

Request for Comment on Proposed MFDA Sanction Guidelines

Jul 13, 2018

MFDA Discussion Paper on Expanding Cost Reporting

Jun 27, 2018

MFDA – Proposed Continuing Education Requirements

Jun 13, 2018

CSA Staff Notice 61-303 and Request for Comment – Soliciting Dealer Arrangements