IIAC Request to Delay CRM2

At the request of the CSA CRM2 Committee, FAIR Canada has submitted a letter opposing IIAC’s request for a delay in the

IIROC re CRM Phase 2 Republication

Download PDF November 17, 2014 RE:    IIROC Republication of Request for Comments re Client Relationship Model – Phase 2, Performance

MFDA re CRM2 Proposed Amendments

Download PDF September 10, 2014 RE:       Request for Comment on Proposed Amendments to MFDA Rules 2.8.3 (Rates of Return), 5.3

IIROC CRM2 Proposals

Download PDF April 10, 2014   Richard J. Corner Vice President, Member Regulation Policy Investment Industry Regulatory Organization of Canada

CSA Cost Disclosure and Performance Reporting

Download PDF Sent via e-mail to: comments@osc.gov.on.ca and consultation-en-cours@lautorite.qc.ca   September 14, 2012   British Columbia Securities Commission Alberta Securities

Cost Disclosure & Performance Reporting

Download PDF Sent via e-mail to: jstevenson@osc.gov.on.ca, consultation-en-cours@lautorite.qc.ca   September 23, 2011   British Columbia Securities Commission Alberta Securities Commission