FAIR CanadaAdvisory Standards/Best Interests Duty Archives

FAIR Canada@FAIRCanada.Jan 02

FAIR Canada welcomes the recent #CSA announcement, Staff Notice 81-332, of a regulatory ban on #DSCs, a fund fee op… https://t.co/kHKKRKDdoC

Ellen Roseman@ellenroseman.Dec 06

RT @ellenroseman: Why aren’t women investing in securities at the same rate as men do? This was the topic of a panel discussion that we rec…

poida ☯@poida.Dec 10

RT @poida: @DanHallett @FAIRCanada Thanks for sharing this Dan. Clearly you've put a lot of thought, time and energy into critiquing their…

FAIR Canada@FAIRCanada.Dec 09

🙏 https://t.co/gW4iOIOuYk

kindwealth.ca@kindwealth_ca.Dec 09

RT @kindwealth_ca: Well done @rcarrick, Kind Wealth agrees that @FAIRCanada deserves funding to stand as an independent voice/advocate for…

Dan Hallett@DanHallett.Dec 03

RT @DanHallett: I agree that @FAIRCanada is so important. It's the only formal organization dedicated to representing Canadian investors. T…

BLG@BLGLaw.Nov 06

RT @BLGLaw: Here’s a new #BLGPublication by Carol Derk, Sarah Gardiner and Sienne Lau #InvestmentManagement | #Securities | #CapitalMarkets…

Advisor.ca@advisorca.Dec 06

RT @advisorca: Millennials’ debt-to-income ratio more than 200%. https://t.co/z2k2KRcNfZ https://t.co/Nged7X5oU9

OBSI / OSBI@Ombudsman_OBSI.Dec 06

RT @Ombudsman_OBSI: Do you want to receive OBSI's insights, stats and case studies directly to your inbox? Click here to subscribe. #newsle…

FAIR Canada@FAIRCanada.Dec 06

Stress testing for climate risks is coming: NBF https://t.co/ELy4bMyXUf

FAIR Canada@FAIRCanada.Dec 06

“The accuracy, integrity of credit ratings is fundamental to ensuring that users have reliable sources of informati… https://t.co/mttj6dvsZS

FAIR Canada@FAIRCanada.Dec 06

FCA bans sale of risky, complex vehicles to retail investors https://t.co/VxODXfg8wz

Oct 18 2019	IIROC Dealers Using Client Agreements that violate IIROC Rules and Securities Act requirements ~ IIROC Notice 19-0177
Oct 19 2018	CSA Notice and Request for Comment – Reforms to Enhance the Client-Registrant Relationship (Client Focused Reforms)
Aug 30 2018	CSA Notice and Request for Comment on Reforms to Enhance the Client-Registrant Relationship
Jun 09 2017	Consumer Protection and Oversight in Relation to Schedule I Banks
Sep 30 2016	FAIR Canada Comments on Proposed Best Interest Standard and Proposed Targeted Reforms
Jun 17 2016	FAIR Canada Comments on the Preliminary Policy Recommendations of the Expert Committee
Sep 30 2015	Consultation on the Report on the Application of the Act respecting the distribution of financial products and services (the “Act”)
Sep 23 2015	Consultation regarding Financial Advisory and Financial Planning Policy Alternatives
Feb 22 2013	CSA Consultation Paper 33-403 Statutory Best Interest Standard
Jan 07 2011	IIROC Request for Comment Plain language rule re-write project – Dealing with clients, Proposed Rules 3400-3900