FAIR CanadaAdvisory Standards/Best Interests Duty Archives

Chris MacDonald@ethicsblogger.Jul 31

RT @ethicsblogger: My friend @VanishaSukdeo 's 2nd book is out! "Corporate Law, Codes of Conduct and Workers’ Rights" https://t.co/b1RH7WWm…

FAIR Canada@FAIRCanada.May 21

Check out our latest submission on the proposed framework for Crypto-Assest Trading Platforms here:… https://t.co/nNlmrrRpZW

FAIR Canada@FAIRCanada.May 15

Have you subscribed to our newsletter? Read the May edition of FAIR Focus here: https://t.co/hEIWGzwSyQ https://t.co/c8UYNtmN7Q

FAIR Canada@FAIRCanada.May 14

Read our new submission on Syndicated Mortgages here: https://t.co/HNplR0E24s https://t.co/brcti6wU2v

FAIR Canada@FAIRCanada.May 13

Check out a blog post on our website written by our new Director of Policy Research @VanishaSukdeo: https://t.co/3dmOXB17wa

FAIR Canada@FAIRCanada.May 10

RT @FAIRCanada: @rcarrick Another slap on the wrist! Both the dealing representative and the dealer should face harsher penalties. A failur…

Ellen Roseman@ellenroseman.May 10

RT @ellenroseman: Toronto advisor fined for making unsuitable recommendations https://t.co/tcCZ0Sndrh @FAIRCanada

FAIR Canada@FAIRCanada.May 03

FAIR Canada Director Stephen Jarislowsky on BNN discussing SNC letter published by FAIR Canada https://t.co/i1vydfXrxa

Larry Bates@LarryBatesBTB.Apr 08

RT @LarryBatesBTB: I am pleased to be joining the Board of @FAIRCanada. "Putting Investors First" https://t.co/shUXHRs6gU

FAIR Canada@FAIRCanada.Apr 08

Read our announcement on Staffing and the Board of Directors of FAIR Canada: https://t.co/4swHiwWMC8

FAIR Canada@FAIRCanada.Apr 08

Mise à jour sur le personnel et le conseil d’administration https://t.co/ieAZ1XxdCe

Osgoode IPC@OsgoodeIPC.Mar 30

RT @OsgoodeIPC: The Investor Protection Clinic student caseworkers together with the Clinic Co-Directors @PPuri_Osgoode and Professor Brigi…

FAIR Canada@FAIRCanada.Mar 15

Check out our March newsletter and subscribe for regular updates! https://t.co/P3kfIQmJSk

FAIR Canada@FAIRCanada.Mar 01

"Ahead of the CSE decision, investor advocate FAIR Canada welcomed the move" https://t.co/oum7Q1SiHH

FAIR Canada@FAIRCanada.Feb 05

Quadriga CX "wallets" leave consumers out in the cold for about C$190 million https://t.co/I0Q5VhNBRZ

FAIR Canada@FAIRCanada.Jan 24

DIY Maxar Shareholders ‘left up in the air’ – unable to trade as shares plunge on news of satellite failure. https://t.co/K3DnbDpJH8

FAIR Canada@FAIRCanada.Jan 14

"FAIR Canada says that, given the problems with DSCs, regulators shouldn’t be concerned about a ban’s impact on bus… https://t.co/5asMSxtWoA

FAIR Canada@FAIRCanada.Jan 04

FAIR Canada supports Canadian Securities Exchange proposal to introduce 4 month resale restrictions for securities… https://t.co/wPrVTkdWqu

FAIR Canada@FAIRCanada.Dec 17

We sincerely hope the CRTC acts expeditiously to pay PIAC so it can stay open. Canadians need and benefit from PIAC… https://t.co/zqnPc2YM0H

Oct 19 2018	CSA Notice and Request for Comment – Reforms to Enhance the Client-Registrant Relationship (Client Focused Reforms)
Aug 30 2018	CSA Notice and Request for Comment on Reforms to Enhance the Client-Registrant Relationship
Jun 09 2017	Consumer Protection and Oversight in Relation to Schedule I Banks
Sep 30 2016	FAIR Canada Comments on Proposed Best Interest Standard and Proposed Targeted Reforms
Jun 17 2016	FAIR Canada Comments on the Preliminary Policy Recommendations of the Expert Committee
Sep 30 2015	Consultation on the Report on the Application of the Act respecting the distribution of financial products and services (the “Act”)
Sep 23 2015	Consultation regarding Financial Advisory and Financial Planning Policy Alternatives
Feb 22 2013	CSA Consultation Paper 33-403 Statutory Best Interest Standard
Jan 07 2011	IIROC Request for Comment Plain language rule re-write project – Dealing with clients, Proposed Rules 3400-3900
Dec 01 2009	IIROC Draft Guidance Note: “Know Your Client and Suitability Guidelines”