FAIR CanadaAdvisory Standards/Best Interests Duty Archives

Larry Bates@LarryBatesBTB.Apr 08

RT @LarryBatesBTB: I am pleased to be joining the Board of @FAIRCanada. "Putting Investors First" https://t.co/shUXHRs6gU

FAIR Canada@FAIRCanada.Apr 08

Read our announcement on Staffing and the Board of Directors of FAIR Canada: https://t.co/4swHiwWMC8

FAIR Canada@FAIRCanada.Apr 08

Mise à jour sur le personnel et le conseil d’administration https://t.co/ieAZ1XxdCe

Osgoode IPC@OsgoodeIPC.Mar 30

RT @OsgoodeIPC: The Investor Protection Clinic student caseworkers together with the Clinic Co-Directors @PPuri_Osgoode and Professor Brigi…

FAIR Canada@FAIRCanada.Mar 15

Check out our March newsletter and subscribe for regular updates! https://t.co/P3kfIQmJSk

FAIR Canada@FAIRCanada.Mar 01

"Ahead of the CSE decision, investor advocate FAIR Canada welcomed the move" https://t.co/oum7Q1SiHH

FAIR Canada@FAIRCanada.Feb 05

Quadriga CX "wallets" leave consumers out in the cold for about C$190 million https://t.co/I0Q5VhNBRZ

FAIR Canada@FAIRCanada.Jan 24

DIY Maxar Shareholders ‘left up in the air’ – unable to trade as shares plunge on news of satellite failure. https://t.co/K3DnbDpJH8

FAIR Canada@FAIRCanada.Jan 14

"FAIR Canada says that, given the problems with DSCs, regulators shouldn’t be concerned about a ban’s impact on bus… https://t.co/5asMSxtWoA

FAIR Canada@FAIRCanada.Jan 04

FAIR Canada supports Canadian Securities Exchange proposal to introduce 4 month resale restrictions for securities… https://t.co/wPrVTkdWqu

FAIR Canada@FAIRCanada.Dec 17

We sincerely hope the CRTC acts expeditiously to pay PIAC so it can stay open. Canadians need and benefit from PIAC… https://t.co/zqnPc2YM0H

FAIR Canada@FAIRCanada.Dec 13

FAIR supports prohibiting DSCs and trailers through discount brokerages as these are two egregious practices that h… https://t.co/BRQOSdSpR6

FAIR Canada@FAIRCanada.Nov 30

"‘Exempt market’ sees surge in investments, but mostly from big money, OSC report finds" via @globeandmail… https://t.co/C14uxU1QcF

FAIR Canada@FAIRCanada.Nov 27

CBC GO Public sheds light on how police do not have ability to focus on financial crimes against the elderly. The I… https://t.co/WVLq4oLnTW

Ellen Roseman@ellenroseman.Nov 26

RT @ellenroseman: Senior loses $250K in investment scheme, but police 'unwilling' to investigate | CBC News https://t.co/Fh5fWqpYvL @fairca…

CTV Toronto@CTVToronto.Nov 22

RT @CTVToronto: Canada's financial watchdog to review banks' complaints-handling processes https://t.co/AkPcMOVo7a https://t.co/ftCGCHWEUc

The Globe and Mail@globeandmail.Nov 22

RT @globeandmail: Federal watchdog to review Canadian banks’ complaints-handling processes https://t.co/CMnAT1UVmY @GlobeBusiness https://t…

FAIR Canada@FAIRCanada.Nov 20

"FAIR Canada believes that strengthened investor protection and more effective regulatory oversight, including comp… https://t.co/PLPIZCRba9

Ellen Roseman@ellenroseman.Nov 20

RT @ellenroseman: Banks get to choose their own mediators for customer disputes. Is that fair? https://t.co/RyU0F6T2s7 via @torontostar

BC Law Institute@BCLawInstitute.Nov 14

RT @BCLawInstitute: Did you check out @FCACan database? You will find some of the resources @CCElderLawcreated over the years w/ @seniorsfi…

Oct 19 2018	CSA Notice and Request for Comment – Reforms to Enhance the Client-Registrant Relationship (Client Focused Reforms)
Aug 30 2018	CSA Notice and Request for Comment on Reforms to Enhance the Client-Registrant Relationship
Jun 09 2017	Consumer Protection and Oversight in Relation to Schedule I Banks
Sep 30 2016	FAIR Canada Comments on Proposed Best Interest Standard and Proposed Targeted Reforms
Jun 17 2016	FAIR Canada Comments on the Preliminary Policy Recommendations of the Expert Committee
Sep 30 2015	Consultation on the Report on the Application of the Act respecting the distribution of financial products and services (the “Act”)
Sep 23 2015	Consultation regarding Financial Advisory and Financial Planning Policy Alternatives
Feb 22 2013	CSA Consultation Paper 33-403 Statutory Best Interest Standard
Jan 07 2011	IIROC Request for Comment Plain language rule re-write project – Dealing with clients, Proposed Rules 3400-3900
Dec 01 2009	IIROC Draft Guidance Note: “Know Your Client and Suitability Guidelines”