FAIR CanadaAdvisory Standards/Best Interests Duty Archives

FAIR Canada@FAIRCanada.Jun 22

Eliminating embedded commissions is preferable but we are pleased the CSA plans to prohibit DSCs, eliminate trailin… https://t.co/pPDqk1zbAG

FAIR Canada@FAIRCanada.Jun 22

FAIR Canada continues to believe in an overarching statutory best interest standard and will examine the infusion o… https://t.co/8aqVKjht1a

FAIR Canada@FAIRCanada.Jun 21

FAIR Canada Comments on CSA Proposed Amendments for Syndicated Mortgages. https://t.co/z3hZvMMQaP

FAIR Canada@FAIRCanada.Jun 21

FAIR Canada responds to Canadian Securities Administrators (CSA) - Autorités canadiennes en valeurs mobilières (ACV… https://t.co/1fFv0rEeOy

FAIR Canada@FAIRCanada.Jun 21

Focus sur FAIR: Le mois des aînés Jetez un oeil à notre dernier bulletin de juin! https://t.co/foDbtyTmQO

FAIR Canada@FAIRCanada.Jun 21

FAIR Focus: Seniors Month Check out our June Newsletter! https://t.co/foDbtyTmQO

FAIR Canada@FAIRCanada.Jun 06

FAIR Canada a le plaisir de présenter ses commentaires sur le projet de renouvellement du mandat de l’Ombudsman des… https://t.co/etPfsbeEI6

FAIR Canada@FAIRCanada.Jun 06

FAIR Canada provides comments on the updated OBSI Terms of Reference which have been revised with the goal of makin… https://t.co/D9R9IbecB8

FAIR Canada@FAIRCanada.Jun 06

Lisez les commentaires de FAIR Canada sur l’Avis 11‑780 de la Commission des valeurs mobilières de l’Ontario (CVMO)… https://t.co/B8rnqEjO3s

FAIR Canada@FAIRCanada.Jun 06

Read FAIR Canada’s comments on the Ontario Securities Commission Notice 11-780 – Statement of Priorities: https://t.co/ShDfb5HqsG

FAIR Canada@FAIRCanada.May 29

FAIR Canada présent ses commentaires sur la consultation de l’OCRCVM concernant l’élargissement de ses options de m… https://t.co/aPkkWaFzai

FAIR Canada@FAIRCanada.May 29

FAIR Canada Comments on IIROC Consultation to Expand Enforcement Options. https://t.co/8nEN3KgQSn

FAIR Canada@FAIRCanada.May 14

FAIR Canada provided brief comments to the MFDA on proposed Staff Notice on MFDA Intermediary Arrangements. For mor… https://t.co/AmSoiBxbnZ

FAIR Canada@FAIRCanada.Apr 25

FAIR Canada a publié son dernier Rapport de reddition de compte, qui fait état de ses activités au cours des exerci… https://t.co/Nf9i9J33LD

FAIR Canada@FAIRCanada.Apr 25

FAIR Canada has released its latest Accountability Report, reporting on FAIR Canada’s activities during its fiscal… https://t.co/PHvz41lfYr

FAIR Canada@FAIRCanada.Apr 24

Frank Allen, FAIR Canada Executive Director, was quoted in CBC Go Public's story regarding bank sales practices. https://t.co/Xoa5cNH2AM

FAIR Canada@FAIRCanada.Apr 24

Frank Allen, FAIR Canada Executive Director, was quoted in yesterday's CBC Go Public story regarding bank sales pra… https://t.co/tVLHz0YM1o

FAIR Canada@FAIRCanada.Apr 18

Avril: Que ce printemps soit un temps de renouvellement (c'est-à-dire réforme) FAIR Canada souhaite à tous un bon… https://t.co/Q17UKJe0JX

FAIR Canada@FAIRCanada.Apr 18

April: Let Spring be a Time for Renewal (aka Reform) FAIR Canada wishes everyone a happy spring. We look forward… https://t.co/Kljckqr9TA

FAIR Canada@FAIRCanada.Apr 18

The Ontario Securities Commission is warning investors about BitConnect, which manages the websites… https://t.co/JDbZZV3xvC

Jun 09 2017	Consumer Protection and Oversight in Relation to Schedule I Banks
Sep 30 2016	FAIR Canada Comments on Proposed Best Interest Standard and Proposed Targeted Reforms
Jun 17 2016	FAIR Canada Comments on the Preliminary Policy Recommendations of the Expert Committee
Sep 30 2015	Consultation on the Report on the Application of the Act respecting the distribution of financial products and services (the “Act”)
Sep 23 2015	Consultation regarding Financial Advisory and Financial Planning Policy Alternatives
Feb 22 2013	CSA Consultation Paper 33-403 Statutory Best Interest Standard
Jan 07 2011	IIROC Request for Comment Plain language rule re-write project – Dealing with clients, Proposed Rules 3400-3900
Dec 01 2009	IIROC Draft Guidance Note: “Know Your Client and Suitability Guidelines”
Oct 09 2008	Joint Standing Committee on Retail Investors Issues – Product Suitability Consultation