FAIR CanadaAdvisory Standards/Best Interests Duty Archives

CNWBanking@CNWBanking.Oct 10

RT @CNWBanking: FAIR Canada welcomes CSA's Client Focused Reform amendments to better align advisor & client interests, to better manage co…

FAIR Canada@FAIRCanada.Oct 08

CSA move to enhance offshore audit access of @CPAB_CCRC - Canada's audit regulator #cpab @CSA_News #CSA… https://t.co/zUlZCBixYa

FAIR Canada@FAIRCanada.Oct 08

SEC drive to modernize #ETF regulation in the US has been said to help free up SEC resources/ staff to focus on "no… https://t.co/ETUNEPOS1f

FAIR Canada@FAIRCanada.Oct 08

International activity on #climate change risk disclosures this week coming out of #Japan. Task Force on Climate-r… https://t.co/zXTPGYMVcs

FAIR Canada@FAIRCanada.Oct 07

FAIR Canada, the Voice of the Investor, is a national, professional charitable organization that represents the int… https://t.co/zOUY5szT56

FAIR Canada@FAIRCanada.Oct 06

Menlo Park trading platform Robinhood slashed trading fees to zero. Recently @CharlesSchwab followed suit. @CNBC ha… https://t.co/oEAToKQj48

Fern Karsh@fernkarsh.Oct 06

RT @fernkarsh: Facebook’s @Libra_ is “the key to the long-term dominion it seeks” -there’s no “delete your account” for the dollar. @FastCo…

Fern Karsh@fernkarsh.Oct 06

RT @fernkarsh: For securities regulatory context, @CSA_News released notice 51-358 on #climate #risk disclosure to assist issuers & enable…

Fern Karsh@fernkarsh.Oct 04

RT @fernkarsh: Nice work ⁦@Mantle314⁩ - writing in today’s ⁦@GlobeDebate⁩. Bank of Canada warns that Cdn companies aren’t adequately disclo…

FAIR Canada@FAIRCanada.Oct 04

Well said @LarryBatesBTB also explained well in your book "Beat the Bank". The @globeandmail's @OHaraClare recentl… https://t.co/MPVBkL0wl0

FAIR Canada@FAIRCanada.Oct 04

American online brokerages have slashed trading fees to $0, starting with @CharlesSchwab with others south of the b… https://t.co/EU18jj5qpD

Oct 19 2018	CSA Notice and Request for Comment – Reforms to Enhance the Client-Registrant Relationship (Client Focused Reforms)
Aug 30 2018	CSA Notice and Request for Comment on Reforms to Enhance the Client-Registrant Relationship
Jun 09 2017	Consumer Protection and Oversight in Relation to Schedule I Banks
Sep 30 2016	FAIR Canada Comments on Proposed Best Interest Standard and Proposed Targeted Reforms
Jun 17 2016	FAIR Canada Comments on the Preliminary Policy Recommendations of the Expert Committee
Sep 30 2015	Consultation on the Report on the Application of the Act respecting the distribution of financial products and services (the “Act”)
Sep 23 2015	Consultation regarding Financial Advisory and Financial Planning Policy Alternatives
Feb 22 2013	CSA Consultation Paper 33-403 Statutory Best Interest Standard
Jan 07 2011	IIROC Request for Comment Plain language rule re-write project – Dealing with clients, Proposed Rules 3400-3900
Dec 01 2009	IIROC Draft Guidance Note: “Know Your Client and Suitability Guidelines”