FAIR CanadaAdvisory Standards/Best Interests Duty Archives

FAIR Canada@FAIRCanada.Jun 15

FAIR Canada and CCEL met with OSC Investor Advisory Panel to consult on the project “Vulnerable Protective Action” on World Elder Law Day.

FAIR Canada@FAIRCanada.Jun 06

Details to register for Vulnerable Investor Protective Action Stakeholder Consultation Webinar on June 20, 2017: https://t.co/tUXscXReri

FAIR Canada@FAIRCanada.Jun 06

FAIR Canada COO and Director of Policy explains Vulnerable Investor Protective Action & Legal Safe Harbour project: https://t.co/aptb29dKEw

FAIR Canada@FAIRCanada.May 18

FAIR Canada and CARP call for major changes to proposed new regulator. Read more: https://t.co/u2wFQyWjaC

FAIR Canada@FAIRCanada.May 12

FAIR Canada disappointed that most provinces and territories have abandoned best interest standard. Read more: https://t.co/ncvk0d1DsF

Investment Executive@IE_Canada.Dec 11

RT @IE_Canada: A best interest standard and a ban on embedded commissions are high on @FAIRCanada's wish list for 2017 #finserv https://t.c…

Dan Fumano@fumano.Dec 12

RT @fumano: Advocacy group @FAIRCanada calls for compensation fund for victims of fraud by registerd financial service providers https://t.…

Sandi Martin@SandiMartinSPF.Dec 12

RT @SandiMartinSPF: Yes, please // FAIR Canada's 2017 Wish List via @FAIRCanada https://t.co/UtVFLyp2Ja

Inukshuk Capital@InukshukCapital.Dec 13

RT @InukshukCapital: Foundation for Advancement of Investor Rights Canada’s 2017 Wish List: https://t.co/fy2fPDLgSo @FAIRCanada #Uphillb…

Insurance Journal@InsuranceJourn.Dec 22

RT @InsuranceJourn: What does @FAIRCanada want for #Christmas? A best interest standard and an end to #commissions. https://t.co/BueH611iY7…

Preet Banerjee@preetbanerjee.Dec 27

RT @preetbanerjee: @FAIRCanada's CRM2 explainer videos in French: https://t.co/52dLwSlnGB

FAIR Canada@FAIRCanada.Oct 21

The October edition of FAIR Focus is out! Read the lastest on #investorprotection https://t.co/BTgPHYNSg5

FAIR Canada@FAIRCanada.Oct 13

Can't wait to hear @CarolHansell & @DHWebber1 discuss shareholder democracy on Oct 28. Register here… https://t.co/UMVE4yG4IW

FAIR Canada@FAIRCanada.Oct 12

How do hedge funds, pension funds, mutual funds & ETFs impact shareholder democracy? Register to find out!… https://t.co/utM6Bxnzgo

U of Toronto Law@UTLaw.Oct 08

RT @UTLaw: Has corporate law kept pace with the changing nature of capital markets and shareholders? Conference, Oct. 28: https://t.co/HoYM…

FAIR Canada@FAIRCanada.Oct 05

Oct 28 --> Are shareholder rights relevant in today's capital markets? Register now! @AnitaAnand2 https://t.co/WhiIaHwuf1

FAIR Canada@FAIRCanada.Oct 05

Looking forward to it @AnitaAnand2 @UTLaw https://t.co/HmtJh015JB

Investment Executive@IE_Canada.Oct 03

RT @IE_Canada: Is more info always better? The use of non-GAAP metrics may be doing more harm than good @FAIRCanada #IEinsidetrack https://…

Jun 09 2017	Consumer Protection and Oversight in Relation to Schedule I Banks
Sep 30 2016	FAIR Canada Comments on Proposed Best Interest Standard and Proposed Targeted Reforms
Jun 17 2016	FAIR Canada Comments on the Preliminary Policy Recommendations of the Expert Committee
Sep 30 2015	Consultation on the Report on the Application of the Act respecting the distribution of financial products and services (the “Act”)
Sep 23 2015	Consultation regarding Financial Advisory and Financial Planning Policy Alternatives
Feb 22 2013	CSA Consultation Paper 33-403 Statutory Best Interest Standard
Jan 07 2011	IIROC Request for Comment Plain language rule re-write project – Dealing with clients, Proposed Rules 3400-3900
Dec 01 2009	IIROC Draft Guidance Note: “Know Your Client and Suitability Guidelines”
Oct 09 2008	Joint Standing Committee on Retail Investors Issues – Product Suitability Consultation