January 18, 2021 Re: MDA Bulletin 0843-P Client Focused Reforms FAIR Canada is pleased to provide comments on the proposed
IIROC Client Focused Reforms Rule amendments – FAIR Canada Comments
January 18, 2021 Member Regulation Policy Re: IIROC Notice 20-0238 Client Focused Reforms FAIR Canada is pleased to provide comments
IIROC Dealers Using Client Agreements that violate IIROC Rules and Securities Act requirements ~ IIROC Notice 19-0177
PDF October 18, 2019 Irene Winel Senior Vice-President, Member Regulation and Strategy Investment Industry Regulatory Organization of Canada iwinel@iiroc.ca Marsha
CSA Notice and Request for Comment – Reforms to Enhance the Client-Registrant Relationship (Client Focused Reforms)
FAIR Canada commends the CSA for pursuing reforms to the client-registrant relationship with the goal to better align the interests
CSA Notice and Request for Comment on Reforms to Enhance the Client-Registrant Relationship
FAIR Canada has written a letter to the CSA regarding the proposed Client Focused Reforms seeking clarification so that we
Consumer Protection and Oversight in Relation to Schedule I Banks
Download PDF June 9, 2017 Standing Committee on Finance Sixth Floor, 131 Queen Street House of
FAIR Canada Comments on Proposed Best Interest Standard and Proposed Targeted Reforms
FAIR Canada strongly believes that Canada urgently needs to implement reforms so that dealers and their individual registrants (“financial advisors”)
FAIR Canada Comments on the Preliminary Policy Recommendations of the Expert Committee
FAIR Canada Generally Supportive of Expert Committee’s Preliminary Report on Regulating Financial Planning FAIR Canada generally supports the eight high-level
Consultation on the Report on the Application of the Act respecting the distribution of financial products and services (the “Act”)
FAIR Canada provided comments to the Quebec government on its consultation arising from a Report on the Application of an
Consultation regarding Financial Advisory and Financial Planning Policy Alternatives
As more Ontarians (and Canadians) are compelled to be self-reliant in saving for retirement and are forced into the markets