FAIR CanadaAdvisory Standards/Best Interests Duty Archives

FAIR Canada@FAIRCanada.Sep 07

via @FI_Quebec : FAIR Canada désire des clarifications sur les réformes ciblées des @ACVM_Nouvelles https://t.co/ad2FwbH3Cd

FAIR Canada@FAIRCanada.Sep 04

FAIR Canada favours banning embedded commissions to meet best interest standards | via @advisorca https://t.co/n7Q8BzWLuy

Osgoode IPC@OsgoodeIPC.Aug 27

RT @OsgoodeIPC: Welcome back to school, @OsgoodeNews students! The IPC team is excited for a new semester and a new group of clinic student…

FAIR Canada@FAIRCanada.Aug 31

FAIR Canada seeks clarity on Client Focused Reforms: How will firms be able to address conflicts of interest in fou… https://t.co/voc9xT4Tyv

FAIR Canada@FAIRCanada.Aug 31

FAIR Canada seeks answers from CSA https://t.co/jrYVkRY5HV

SeekAdvisor Canada@SeekAdvisorCA.Aug 30

RT @SeekAdvisorCA: To wit: "...an abundance of evidence has clearly demonstrated that compensation drives behaviour." https://t.co/xpCTLUEV…

FAIR Canada@FAIRCanada.Aug 30

We have written a letter to the @CSA_News regarding the proposed Client Focused Reforms seeking clarification so th… https://t.co/V8zj6SVaPG

FAIR Canada@FAIRCanada.Aug 30

The @OSC_News Investor Office has recently published research to better understand and address investor needs and i… https://t.co/pJINJM8Ayp

FAIR Canada@FAIRCanada.Aug 29

This case demonstrates that Canada needs to implement training and education of staff and make appropriate material… https://t.co/spB3gRSbzp

Investment Executive@IE_Canada.Aug 25

RT @IE_Canada: There is growing resistance to the MFDA’s plan to increase #feedisclosure, referred to by some as #CRM3. https://t.co/q90euD…

Ellen Roseman@ellenroseman.Aug 27

RT @ellenroseman: Canada needs a best interest standard for financial advisers, so a profit motive won't get in the way of offering sound s…

CNPEA@cnpea.Aug 22

RT @cnpea: (1/2) In recent years programs like "Financial Abuse of Older Adults: Recognize, Review and Respond" (https://t.co/GQ88X6Feft)…

CNPEA@cnpea.Aug 22

RT @cnpea: 2/2 For instance @OSC_News, @FCACan, @FAIRCanada. For older adults, @CCElderLaw released a fraud prevention tool called #BeaSav…

FAIR Canada@FAIRCanada.Aug 15

« Fair Canada est déçu que l’OCRCVM, un organisme de réglementation d’intérêt public, ait suspendu ses directives d… https://t.co/5TKEUAeVE0

Janet McFarland@JMcFarlandGlobe.Aug 08

RT @JMcFarlandGlobe: Fortress legal woes grow as St. Catharines project placed in receivership /via @globeandmail https://t.co/tyQPTncdhd

FAIR Canada@FAIRCanada.Aug 10

FAIR Canada Comments on Draft Prospectus and Related Registration Exemptions for the Cooperative Capital Markets Re… https://t.co/yXkZ2Z7uqX

FAIR Canada@FAIRCanada.Aug 10

The extent of personal investor information required by the CSE’s Form 9 is disturbing and in our view goes beyond… https://t.co/XNH1z1Ws5F

FAIR Canada@FAIRCanada.Aug 10

FAIR Canada believes it would be timely for the @CSE_News to update and harmonize its Form 9 information requiremen… https://t.co/rofghBp4Zt

FAIR Canada@FAIRCanada.Aug 10

FAIR Canada Comments on Proposed @MFDA_News Sanction Guidelines https://t.co/jEyPdunW5h

Oct 19 2018	CSA Notice and Request for Comment – Reforms to Enhance the Client-Registrant Relationship (Client Focused Reforms)
Aug 30 2018	CSA Notice and Request for Comment on Reforms to Enhance the Client-Registrant Relationship
Jun 09 2017	Consumer Protection and Oversight in Relation to Schedule I Banks
Sep 30 2016	FAIR Canada Comments on Proposed Best Interest Standard and Proposed Targeted Reforms
Jun 17 2016	FAIR Canada Comments on the Preliminary Policy Recommendations of the Expert Committee
Sep 30 2015	Consultation on the Report on the Application of the Act respecting the distribution of financial products and services (the “Act”)
Sep 23 2015	Consultation regarding Financial Advisory and Financial Planning Policy Alternatives
Feb 22 2013	CSA Consultation Paper 33-403 Statutory Best Interest Standard
Jan 07 2011	IIROC Request for Comment Plain language rule re-write project – Dealing with clients, Proposed Rules 3400-3900
Dec 01 2009	IIROC Draft Guidance Note: “Know Your Client and Suitability Guidelines”