Download PDF December 12, 2012 British Columbia Securities Commission Alberta Securities Commission Saskatchewan Financial Services Commission Manitoba Securities Commission
FSCO Unsuitable Recommendations to Borrow to Invest
Download PDF November 12, 2012 Mr. Philip Howell Chief Executive Officer and Superintendent, Financial Services Financial Services Commission of
IIROC Compensation Structures for Retail Accounts
Download PDF November 12, 2012 Robert Keller, Policy Counsel Investment Industry Regulatory Organization of Canada 121 King Street West,
TSX Proposed Amendments re Listing Appeals
Download PDF November 12, 2012 Michal Pomotov Legal Counsel Toronto Stock Exchange The Exchange Tower 130 King Street West Toronto,
TSX amendments to Part IV of the Company Manual
Download PDF November 5, 2012 Michal Pomotov Legal Counsel Toronto Stock Exchange The Exchange Tower 130 King Street West
IIROC Proposed Guidance on Certain Manipulative and Deceptive Trading Practices
Download PDF October 15, 2012 Naomi Solomon Senior Policy Counsel, Market Regulation Policy Investment Industry Regulatory Organization of Canada
Unclaimed Intangible Property Program (Ontario AG)
Download PDF October 12, 2012 John Lee, Counsel Ministry of the Attorney General McMurtry-Scott Building 720 Bay Street, 7th
IIROC Restricted Dealer Member Proposal
Download PDF October 11, 2012 Rossana Di Lieto Vice President, Registration & Complaints Investment Industry Regulatory Organization of Canada
IIROC Guidance on Borrowing for Investment Purposes
Download PDF October 4, 2012 Joe Yassi Vice President, Business Conduct Compliance Investment Industry Regulatory Organization of Canada Suite
CSA Cost Disclosure and Performance Reporting
Download PDF Sent via e-mail to: comments@osc.gov.on.ca and consultation-en-cours@lautorite.qc.ca September 14, 2012 British Columbia Securities Commission Alberta Securities