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Submissions

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Jul
22
2020

CSA Notice and Request for Comment – Proposed Amendments to National Instrument 31-103 to Enhance Protection of Older and Vulnerable Clients (the “CSA Proposal”)
Jul
08
2020

FAIR Canada Response to OSC RE: Proposed Rule 81-502 Restrictions on the Use of the Deferred Sales Charges Option for Mutual Funds
Jul
08
2020

PowerPoint Presentation to Ontario Capital Markets Modernization Taskforce
Jul
08
2020

Letter to the Ontario Capital Markets Modernization Taskforce
May
14
2020

Letter From Knowledge First Financial Regarding Group RESPs
May
11
2020

RE: Class Proceedings Amendments, Bill 161, the Smarter Stronger Justice Act
Apr
23
2020

Letter to the OSC Re: Covid-19 Relief for Vulnerable Retail Investors Invested in Group Plan RESPs
Mar
27
2020

Submission To CSA On The Proposed Scope Of The Review Of Self-Regulatory Organizations
Mar
09
2020

Submission to the OSC and Request for Comment – Access Equals Delivery
Dec
19
2019

FAIR Canada welcomes the CSA ban on embedded commissions for mutual funds
Nov
07
2019

FAIR Canada Follow Up Letter re: IIROC Proposals for Minor Contraventions Program and Early Resolutions Offers Policy
Oct
18
2019

IIROC Dealers Using Client Agreements that violate IIROC Rules and Securities Act requirements ~ IIROC Notice 19-0177
Sep
30
2019

A National Securities Portal Database is a Practical Alternative to a National Regulator
Sep
30
2019

OSC Regulatory Burden Reduction Comments
Sep
09
2019

Financial Consumer Affairs Authority of Saskatchewan Financial Planners Consultation
Aug
07
2019

Letter to CSA RE:    IIROC Notice 19-0076 Proposed Amendments to Rules of Investment Industry Regulatory Organization of Canada (IIROC) ~ Minor Contravention Program and Early Resolution Offers
Aug
06
2019

Mutual Fund Dealers Association of Canada Proposed Amendments to MFDA Rule 2.3.1(b) (Discretionary Trading)
Jul
04
2019

IIROC Notice 19-0076 Minor Contravention Program and Early Resolution Offers
Jun
27
2019

Statement on SNC Part II: Clarification of FAIR Canada Position
Jun
06
2019

Letter from Mr. Louis Morisett of May 29, 2019 RE: Exemptive relief granted by Canadian securities regulators in connection with ASDP
Jun
06
2019

FAIR Canada Letter of May 10, 2019 RE: Exemptive relief granted by Canadian securities regulators in connection with ASDP
Jun
06
2019

Letter from Mr. Louis Morisett of May 8, 2019 RE: Exemptive relief granted by Canadian securities regulators in connection with ASDP
Jun
06
2019

Exemptive relief granted by Canadian securities regulators in connection with automatic stock disposition plans (“ASDP”)
May
31
2019

Response to request for comment on the FCAC draft code of conduct for delivery of banking products and services to seniors
May
13
2019

Joint CSA/IIROC Consultation Paper on Internalization in the Canadian Equity Market