Apr 28, 2023
Proposal on Distributing Funds Disgorged and Collected Through New SRO Disciplinary Proceedings to Harmed Investors
Mar 6, 2023
Review of the New SRO Arbitration Program
Feb 23, 2023
Consultation on Proposed Amendments to the UDAP Rule – Deferred Sales Charges
Feb 10, 2023
Pre-Budget Consultations 2023 – Strengthening Canada’s Complaint-Handling System for Bank Customers
Feb 3, 2023
Regulation Respecting Complaint Processing and Dispute Resolution in the Financial Sector
Jan 31, 2023
OBSI Governance Review – Request for Public Comment
Dec 29, 2022
CSA Notice and Request for Comment – Proposed Amendments and Proposed Changes to Implement an Access-Based Model for Investment Fund Reporting Issuers
Dec 28, 2022
IIROC Competency Profiles for Supervisors, Traders, Associate Portfolio Managers and Portfolio Managers
Dec 22, 2022
OSC Notice 11-797 – Request for Comments Regarding Statement of Priorities for Financial Year to End March 31, 2024
Nov 11, 2022
FSRA Proposed FY2023-2024 Statement of Priorities