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Submissions

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Jun
29
2021

FAIR Canada Comment: Investment Industry Regulatory Organization of Canada Expert Investor Issues Panel
Jun
21
2021

FAIR Canada Comment: Financial Services Regulatory Authority Title Protections
Apr
23
2021

Proposed Amendments to National Instrument 33-109 and Related Instruments – Modernizing Registration Information Requirements, Clarifying Outside Activity Reporting and Updating Filing Deadlines
Jan
18
2021

MFDA Client Focused Reforms Rule amendments – FAIR Canada Comments
Jan
18
2021

IIROC Client Focused Reforms Rule amendments – FAIR Canada Comments
Jan
11
2021

Proposed Prospectus Exemption for Self-Certified Investors
Dec
21
2020

OSC Notice 11-791 – Request for Comments Regarding Statement of Priorities for Financial Year to End March 31, 2022
Nov
12
2020

Re: FSRA Proposed Rule – Financial Professionals Title Protection Request for Comments
Oct
26
2020

Submission to the CSA Consultation on the Self-Regulatory Organization Framework
Sep
09
2020

FAIR Canada Response to the CMM Taskforce Consultation Proposals
Jul
22
2020

CSA Notice and Request for Comment – Proposed Amendments to National Instrument 31-103 to Enhance Protection of Older and Vulnerable Clients (the “CSA Proposal”)
Jul
08
2020

FAIR Canada Response to OSC RE: Proposed Rule 81-502 Restrictions on the Use of the Deferred Sales Charges Option for Mutual Funds
Jul
08
2020

PowerPoint Presentation to Ontario Capital Markets Modernization Taskforce
Jul
08
2020

Letter to the Ontario Capital Markets Modernization Taskforce
May
14
2020

Letter From Knowledge First Financial Regarding Group RESPs
May
11
2020

RE: Class Proceedings Amendments, Bill 161, the Smarter Stronger Justice Act
Apr
23
2020

Letter to the OSC Re: Covid-19 Relief for Vulnerable Retail Investors Invested in Group Plan RESPs
Mar
27
2020

Submission To CSA On The Proposed Scope Of The Review Of Self-Regulatory Organizations
Mar
26
2020

COVID 19 Financial Relief for Retail Investors:
Mar
09
2020

Submission to the OSC and Request for Comment – Access Equals Delivery
Dec
19
2019

FAIR Canada welcomes the CSA ban on embedded commissions for mutual funds
Nov
07
2019

FAIR Canada Follow Up Letter re: IIROC Proposals for Minor Contraventions Program and Early Resolutions Offers Policy
Oct
18
2019

IIROC Dealers Using Client Agreements that violate IIROC Rules and Securities Act requirements ~ IIROC Notice 19-0177
Sep
30
2019

A National Securities Portal Database is a Practical Alternative to a National Regulator
Sep
30
2019

OSC Regulatory Burden Reduction Comments