FAIR CanadaSubmissions Archive

FAIR Canada@FAIRCanada.Sep 07

via @FI_Quebec : FAIR Canada désire des clarifications sur les réformes ciblées des @ACVM_Nouvelles https://t.co/ad2FwbH3Cd

FAIR Canada@FAIRCanada.Sep 04

FAIR Canada favours banning embedded commissions to meet best interest standards | via @advisorca https://t.co/n7Q8BzWLuy

Osgoode IPC@OsgoodeIPC.Aug 27

RT @OsgoodeIPC: Welcome back to school, @OsgoodeNews students! The IPC team is excited for a new semester and a new group of clinic student…

FAIR Canada@FAIRCanada.Aug 31

FAIR Canada seeks clarity on Client Focused Reforms: How will firms be able to address conflicts of interest in fou… https://t.co/voc9xT4Tyv

FAIR Canada@FAIRCanada.Aug 31

FAIR Canada seeks answers from CSA https://t.co/jrYVkRY5HV

SeekAdvisor Canada@SeekAdvisorCA.Aug 30

RT @SeekAdvisorCA: To wit: "...an abundance of evidence has clearly demonstrated that compensation drives behaviour." https://t.co/xpCTLUEV…

FAIR Canada@FAIRCanada.Aug 30

We have written a letter to the @CSA_News regarding the proposed Client Focused Reforms seeking clarification so th… https://t.co/V8zj6SVaPG

FAIR Canada@FAIRCanada.Aug 30

The @OSC_News Investor Office has recently published research to better understand and address investor needs and i… https://t.co/pJINJM8Ayp

FAIR Canada@FAIRCanada.Aug 29

This case demonstrates that Canada needs to implement training and education of staff and make appropriate material… https://t.co/spB3gRSbzp

Investment Executive@IE_Canada.Aug 25

RT @IE_Canada: There is growing resistance to the MFDA’s plan to increase #feedisclosure, referred to by some as #CRM3. https://t.co/q90euD…

Ellen Roseman@ellenroseman.Aug 27

RT @ellenroseman: Canada needs a best interest standard for financial advisers, so a profit motive won't get in the way of offering sound s…

CNPEA@cnpea.Aug 22

RT @cnpea: (1/2) In recent years programs like "Financial Abuse of Older Adults: Recognize, Review and Respond" (https://t.co/GQ88X6Feft)…

CNPEA@cnpea.Aug 22

RT @cnpea: 2/2 For instance @OSC_News, @FCACan, @FAIRCanada. For older adults, @CCElderLaw released a fraud prevention tool called #BeaSav…

FAIR Canada@FAIRCanada.Aug 15

« Fair Canada est déçu que l’OCRCVM, un organisme de réglementation d’intérêt public, ait suspendu ses directives d… https://t.co/5TKEUAeVE0

Janet McFarland@JMcFarlandGlobe.Aug 08

RT @JMcFarlandGlobe: Fortress legal woes grow as St. Catharines project placed in receivership /via @globeandmail https://t.co/tyQPTncdhd

FAIR Canada@FAIRCanada.Aug 10

FAIR Canada Comments on Draft Prospectus and Related Registration Exemptions for the Cooperative Capital Markets Re… https://t.co/yXkZ2Z7uqX

FAIR Canada@FAIRCanada.Aug 10

The extent of personal investor information required by the CSE’s Form 9 is disturbing and in our view goes beyond… https://t.co/XNH1z1Ws5F

FAIR Canada@FAIRCanada.Aug 10

FAIR Canada believes it would be timely for the @CSE_News to update and harmonize its Form 9 information requiremen… https://t.co/rofghBp4Zt

FAIR Canada@FAIRCanada.Aug 10

FAIR Canada Comments on Proposed @MFDA_News Sanction Guidelines https://t.co/jEyPdunW5h

Feb 07 2019	Proposed FY 2019-20 FSRA Priorities and Budget Consumer Roundtable
Feb 06 2019	FCAC Consultation on a Voluntary Banking Code of Conduct
Jan 29 2019	Request for comment – Re: the Department of Finance’s proposed changes to the legislation governing the management of unclaimed balances
Jan 04 2019	CSE Notice 2018-010 and Request for Comment – Public Interest Rule Amendment to Policy 6 Distributions
Dec 13 2018	CSA’s Proposed Amendments to NI 81-105 Mutual Fund Sales Practices
Oct 19 2018	CSA Notice and Request for Comment – Reforms to Enhance the Client-Registrant Relationship (Client Focused Reforms)
Aug 30 2018	CSA Notice and Request for Comment on Reforms to Enhance the Client-Registrant Relationship
Aug 07 2018	FAIR Canada Comments on Draft Prospectus and Related Registration Exemptions for the Cooperative Capital Markets Regulatory System
Jul 25 2018	Request for Comment on Proposed MFDA Sanction Guidelines
Jul 13 2018	MFDA Discussion Paper on Expanding Cost Reporting
Jun 27 2018	MFDA – Proposed Continuing Education Requirements
Jun 13 2018	CSA Staff Notice 61-303 and Request for Comment – Soliciting Dealer Arrangements
Jun 13 2018	CSA Notice and Request for Comment on Proposed Amendments to National Instrument 45-106 Prospectus Exemptions and National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations relating to Syndicated Mortgages and Proposed Changes to Companion Policy 45-106CP Prospectus Exemptions
Jun 04 2018	OBSI Terms of Reference Renewal Project: Public Consultation
May 29 2018	Ontario Securities Commission Notice 11-780 – Statement of Priorities
May 24 2018	Request for Comment – Enforcement – Alternative Forms of Disciplinary Action Proposed at IIROC
May 08 2018	Proposed MFDA Staff Notice on MFDA Member Intermediary Arrangements
Apr 17 2018	FAIR Canada Comments on Regulation of Financial Planners
Apr 04 2018	British Columbia Securities Commission Notice 2018/01 – Consulting on the Securities Law Framework for Fintech Regulation
Mar 05 2018	Republication of Proposed IIROC Dealer Member Plain Language Rule Book – IIROC Notice 18-0014
Feb 28 2018	Continuing Education Rules – Proposed Amendments
Feb 26 2018	FAIR Canada, PIAC, CARP and Kenmar Associates Urge Response from JRC to Independent Reviewer’s Recommendations
Feb 21 2018	Re: OBSI Independent Evaluator’s Report, 2016
Feb 06 2018	Financial and Consumer Services Commission Consultation Paper November 2017: Improving Detection, Prevention and Response to Senior Financial Abuse in New Brunswick
Jan 29 2018	Canadian Securities Administrators (“CSA”) Request for Comment on Consultation Paper 52-404 Approach to Director and Audit Committee Member Independence

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