FAIR CanadaSubmissions Archive

CNWBanking@CNWBanking.Oct 10

RT @CNWBanking: FAIR Canada welcomes CSA's Client Focused Reform amendments to better align advisor & client interests, to better manage co…

FAIR Canada@FAIRCanada.Oct 08

CSA move to enhance offshore audit access of @CPAB_CCRC - Canada's audit regulator #cpab @CSA_News #CSA… https://t.co/zUlZCBixYa

FAIR Canada@FAIRCanada.Oct 08

SEC drive to modernize #ETF regulation in the US has been said to help free up SEC resources/ staff to focus on "no… https://t.co/ETUNEPOS1f

FAIR Canada@FAIRCanada.Oct 08

International activity on #climate change risk disclosures this week coming out of #Japan. Task Force on Climate-r… https://t.co/zXTPGYMVcs

FAIR Canada@FAIRCanada.Oct 07

FAIR Canada, the Voice of the Investor, is a national, professional charitable organization that represents the int… https://t.co/zOUY5szT56

FAIR Canada@FAIRCanada.Oct 06

Menlo Park trading platform Robinhood slashed trading fees to zero. Recently @CharlesSchwab followed suit. @CNBC ha… https://t.co/oEAToKQj48

Fern Karsh@fernkarsh.Oct 06

RT @fernkarsh: Facebook’s @Libra_ is “the key to the long-term dominion it seeks” -there’s no “delete your account” for the dollar. @FastCo…

Fern Karsh@fernkarsh.Oct 06

RT @fernkarsh: For securities regulatory context, @CSA_News released notice 51-358 on #climate #risk disclosure to assist issuers & enable…

Fern Karsh@fernkarsh.Oct 04

RT @fernkarsh: Nice work ⁦@Mantle314⁩ - writing in today’s ⁦@GlobeDebate⁩. Bank of Canada warns that Cdn companies aren’t adequately disclo…

FAIR Canada@FAIRCanada.Oct 04

Well said @LarryBatesBTB also explained well in your book "Beat the Bank". The @globeandmail's @OHaraClare recentl… https://t.co/MPVBkL0wl0

FAIR Canada@FAIRCanada.Oct 04

American online brokerages have slashed trading fees to $0, starting with @CharlesSchwab with others south of the b… https://t.co/EU18jj5qpD

Sep 30 2019	A National Securities Portal Database is a Practical Alternative to a National Regulator
Sep 30 2019	OSC Regulatory Burden Reduction Comments
Sep 09 2019	Financial Consumer Affairs Authority of Saskatchewan Financial Planners Consultation
Aug 07 2019	Letter to CSA RE: IIROC Notice 19-0076 Proposed Amendments to Rules of Investment Industry Regulatory Organization of Canada (IIROC) ~ Minor Contravention Program and Early Resolution Offers
Aug 06 2019	Mutual Fund Dealers Association of Canada Proposed Amendments to MFDA Rule 2.3.1(b) (Discretionary Trading)
Jul 04 2019	IIROC Notice 19-0076 Minor Contravention Program and Early Resolution Offers
Jun 27 2019	Statement on SNC Part II: Clarification of FAIR Canada Position
Jun 06 2019	Letter from Mr. Louis Morisett of May 29, 2019 RE: Exemptive relief granted by Canadian securities regulators in connection with ASDP
Jun 06 2019	FAIR Canada Letter of May 10, 2019 RE: Exemptive relief granted by Canadian securities regulators in connection with ASDP
Jun 06 2019	Letter from Mr. Louis Morisett of May 8, 2019 RE: Exemptive relief granted by Canadian securities regulators in connection with ASDP
Jun 06 2019	Exemptive relief granted by Canadian securities regulators in connection with automatic stock disposition plans (“ASDP”)
May 31 2019	Response to request for comment on the FCAC draft code of conduct for delivery of banking products and services to seniors
May 13 2019	Joint CSA/IIROC Consultation Paper on Internalization in the Canadian Equity Market
May 13 2019	Joint CSA/IIROC Consultation Paper 21-402 Proposed Framework for Crypto-Asset Trading Platforms
May 08 2019	CSA Second Notice and Request for Comment Proposed Amendments to National Instrument 45-106 Prospectus Exemptions and National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations relating to Syndicated Mortgages
Feb 07 2019	Proposed FY 2019-20 FSRA Priorities and Budget Consumer Roundtable
Feb 06 2019	FCAC Consultation on a Voluntary Banking Code of Conduct
Jan 29 2019	Request for comment – Re: the Department of Finance’s proposed changes to the legislation governing the management of unclaimed balances
Jan 04 2019	CSE Notice 2018-010 and Request for Comment – Public Interest Rule Amendment to Policy 6 Distributions
Dec 13 2018	CSA’s Proposed Amendments to NI 81-105 Mutual Fund Sales Practices
Oct 19 2018	CSA Notice and Request for Comment – Reforms to Enhance the Client-Registrant Relationship (Client Focused Reforms)
Aug 30 2018	CSA Notice and Request for Comment on Reforms to Enhance the Client-Registrant Relationship
Aug 07 2018	FAIR Canada Comments on Draft Prospectus and Related Registration Exemptions for the Cooperative Capital Markets Regulatory System
Jul 25 2018	Request for Comment on Proposed MFDA Sanction Guidelines
Jul 13 2018	MFDA Discussion Paper on Expanding Cost Reporting

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