FAIR CanadaSubmissions Archive

FAIR Canada@FAIRCanada.Jan 02

FAIR Canada welcomes the recent #CSA announcement, Staff Notice 81-332, of a regulatory ban on #DSCs, a fund fee op… https://t.co/kHKKRKDdoC

Ellen Roseman@ellenroseman.Dec 06

RT @ellenroseman: Why aren’t women investing in securities at the same rate as men do? This was the topic of a panel discussion that we rec…

poida ☯@poida.Dec 10

RT @poida: @DanHallett @FAIRCanada Thanks for sharing this Dan. Clearly you've put a lot of thought, time and energy into critiquing their…

FAIR Canada@FAIRCanada.Dec 09

🙏 https://t.co/gW4iOIOuYk

kindwealth.ca@kindwealth_ca.Dec 09

RT @kindwealth_ca: Well done @rcarrick, Kind Wealth agrees that @FAIRCanada deserves funding to stand as an independent voice/advocate for…

Dan Hallett@DanHallett.Dec 03

RT @DanHallett: I agree that @FAIRCanada is so important. It's the only formal organization dedicated to representing Canadian investors. T…

BLG@BLGLaw.Nov 06

RT @BLGLaw: Here’s a new #BLGPublication by Carol Derk, Sarah Gardiner and Sienne Lau #InvestmentManagement | #Securities | #CapitalMarkets…

Advisor.ca@advisorca.Dec 06

RT @advisorca: Millennials’ debt-to-income ratio more than 200%. https://t.co/z2k2KRcNfZ https://t.co/Nged7X5oU9

OBSI / OSBI@Ombudsman_OBSI.Dec 06

RT @Ombudsman_OBSI: Do you want to receive OBSI's insights, stats and case studies directly to your inbox? Click here to subscribe. #newsle…

FAIR Canada@FAIRCanada.Dec 06

Stress testing for climate risks is coming: NBF https://t.co/ELy4bMyXUf

FAIR Canada@FAIRCanada.Dec 06

“The accuracy, integrity of credit ratings is fundamental to ensuring that users have reliable sources of informati… https://t.co/mttj6dvsZS

FAIR Canada@FAIRCanada.Dec 06

FCA bans sale of risky, complex vehicles to retail investors https://t.co/VxODXfg8wz

Apr 23 2020	Letter to the OSC Re: Covid-19 Relief for Vulnerable Retail Investors Invested in Group Plan RESPs
Mar 27 2020	Submission To CSA On The Proposed Scope Of The Review Of Self-Regulatory Organizations
Mar 09 2020	Submission to the OSC and Request for Comment – Access Equals Delivery
Nov 07 2019	FAIR Canada Follow Up Letter re: IIROC Proposals for Minor Contraventions Program and Early Resolutions Offers Policy
Oct 18 2019	IIROC Dealers Using Client Agreements that violate IIROC Rules and Securities Act requirements ~ IIROC Notice 19-0177
Sep 30 2019	A National Securities Portal Database is a Practical Alternative to a National Regulator
Sep 30 2019	OSC Regulatory Burden Reduction Comments
Sep 09 2019	Financial Consumer Affairs Authority of Saskatchewan Financial Planners Consultation
Aug 07 2019	Letter to CSA RE: IIROC Notice 19-0076 Proposed Amendments to Rules of Investment Industry Regulatory Organization of Canada (IIROC) ~ Minor Contravention Program and Early Resolution Offers
Aug 06 2019	Mutual Fund Dealers Association of Canada Proposed Amendments to MFDA Rule 2.3.1(b) (Discretionary Trading)
Jul 04 2019	IIROC Notice 19-0076 Minor Contravention Program and Early Resolution Offers
Jun 27 2019	Statement on SNC Part II: Clarification of FAIR Canada Position
Jun 06 2019	Letter from Mr. Louis Morisett of May 29, 2019 RE: Exemptive relief granted by Canadian securities regulators in connection with ASDP
Jun 06 2019	FAIR Canada Letter of May 10, 2019 RE: Exemptive relief granted by Canadian securities regulators in connection with ASDP
Jun 06 2019	Letter from Mr. Louis Morisett of May 8, 2019 RE: Exemptive relief granted by Canadian securities regulators in connection with ASDP
Jun 06 2019	Exemptive relief granted by Canadian securities regulators in connection with automatic stock disposition plans (“ASDP”)
May 31 2019	Response to request for comment on the FCAC draft code of conduct for delivery of banking products and services to seniors
May 13 2019	Joint CSA/IIROC Consultation Paper on Internalization in the Canadian Equity Market
May 13 2019	Joint CSA/IIROC Consultation Paper 21-402 Proposed Framework for Crypto-Asset Trading Platforms
May 08 2019	CSA Second Notice and Request for Comment Proposed Amendments to National Instrument 45-106 Prospectus Exemptions and National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations relating to Syndicated Mortgages
Apr 19 2019	Stephen Jarislowsky On SNC Governance and DPA
Apr 15 2019	FAIR Canada Statement on SNC Part I
Feb 07 2019	Proposed FY 2019-20 FSRA Priorities and Budget Consumer Roundtable
Feb 06 2019	FCAC Consultation on a Voluntary Banking Code of Conduct
Jan 29 2019	Request for comment – Re: the Department of Finance’s proposed changes to the legislation governing the management of unclaimed balances

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