Sep 21, 2022

The Financial Planners and Financial Advisors Regulations – Notice of Proposed Changes and Request for Further Comment

Jul 28, 2022

CSA and CCIR Joint Notice and Request for Comment – Total Cost Reporting for Investment Funds and Segregated Funds

Jul 7, 2022

CSA Notice and Request for Comment – Proposed Amendments and Proposed Changes to Implement an Access Equals Delivery Model for Non-Investment Fund Reporting Issuers

Jun 28, 2022

CSA Consultation on the Application for Recognition of New Self-Regulatory Organization

Apr 14, 2022

Proposed Amendments Respecting Reporting, Internal Investigation and Client Complaint Requirements

Mar 31, 2022

Consultation Paper – Independent Review Committee on Standard Setting in Canada

Mar 3, 2022

Public Comment on IOSCO Consultation Report on Retail Distribution and Digitalisation

Feb 18, 2022

Consultation Draft – Capital Markets Act

Feb 14, 2022

FSRA – Complaints Resolution: Policy Framework and Best Practices (No. GR0013INF)

Jan 31, 2022

Independent Evaluations of the Ombudsman for Banking Services and Investments (OBSI) with respect to Investment-Related Complaints and Banking-Related Complaints, and of the ADR Chambers Banking Ombuds Office (ADRBO) with respect to Banking Related Complaints

Jan 21, 2022

CSA Request for Comment 11-343 – Proposal to Establish a CSA Investor Advisory Panel

Jan 13, 2022

CSA Request for Comment – Proposed NI 51-107 Disclosure of Climate-Related Matters

Dec 20, 2021

AMF – Complaint processing and dispute settlement draft regulation

Dec 8, 2021

Consultation on the updated proposed Financial Professionals Title Protection Application Guidance and proposed Supervision Guidance

Nov 30, 2021

Consultation on Terms of Reference for Financial Services Regulatory Authority’s Consumer Advisory Panel

Nov 5, 2021

CSA Notice and Request for Comment Proposed Amendments to National Instrument 45-106 Prospectus Exemptions to introduce the Listed Issuer Financing Exemption

Oct 29, 2021

Consultation on Proposed Financial Services Regulatory Authority of Ontario’s 2022-2023 Statement of Priorities

Oct 25, 2021

Financial and Consumer Services Commission of New Brunswick (FCNB) – Title Protection 2021

Oct 14, 2021

Consultation on Strengthening Canada’s External Complaint Handling System in Banking

Oct 1, 2021

CSA Position Paper 25-404 – New Self-Regulatory Organization Framework

Oct 1, 2021

Proposed Regulations – Saskatchewan: The Financial Planners and Financial Advisors Regulations

Sep 30, 2021

The Canadian Public Accountability Board (CPAB) – Consultation on Regulatory Disclosures

Jul 26, 2021

Proposed British Columbia Instrument 51-519 – Promotional Activity Disclosure Requirements

Jun 29, 2021

FAIR Canada Comment: Investment Industry Regulatory Organization of Canada Expert Investor Issues Panel

Jun 21, 2021

FAIR Canada Comment: Financial Services Regulatory Authority Title Protections

Apr 23, 2021

Proposed Amendments to National Instrument 33-109 and Related Instruments – Modernizing Registration Information Requirements, Clarifying Outside Activity Reporting and Updating Filing Deadlines

Jan 18, 2021

MFDA Client Focused Reforms Rule amendments – FAIR Canada Comments

Jan 18, 2021

IIROC Client Focused Reforms Rule amendments – FAIR Canada Comments

Jan 11, 2021

Proposed Prospectus Exemption for Self-Certified Investors

Dec 21, 2020

OSC Notice 11-791 – Request for Comments Regarding Statement of Priorities for Financial Year to End March 31, 2022

Nov 12, 2020

Re: FSRA Proposed Rule – Financial Professionals Title Protection Request for Comments

Oct 26, 2020

Submission to the CSA Consultation on the Self-Regulatory Organization Framework

Sep 9, 2020

FAIR Canada Response to the CMM Taskforce Consultation Proposals

Jul 22, 2020

CSA Notice and Request for Comment – Proposed Amendments to National Instrument 31-103 to Enhance Protection of Older and Vulnerable Clients (the “CSA Proposal”)

Jul 8, 2020

FAIR Canada Response to OSC RE: Proposed Rule 81-502 Restrictions on the Use of the Deferred Sales Charges Option for Mutual Funds

Jul 8, 2020

PowerPoint Presentation to Ontario Capital Markets Modernization Taskforce

Jul 8, 2020

Letter to the Ontario Capital Markets Modernization Taskforce

May 14, 2020

Letter From Knowledge First Financial Regarding Group RESPs

May 11, 2020

RE: Class Proceedings Amendments, Bill 161, the Smarter Stronger Justice Act

Apr 23, 2020

Letter to the OSC Re: Covid-19 Relief for Vulnerable Retail Investors Invested in Group Plan RESPs

Mar 27, 2020

Submission To CSA On The Proposed Scope Of The Review Of Self-Regulatory Organizations

Mar 26, 2020

COVID 19 Financial Relief for Retail Investors:

Mar 9, 2020

Submission to the OSC and Request for Comment – Access Equals Delivery

Dec 19, 2019

FAIR Canada welcomes the CSA ban on embedded commissions for mutual funds

Nov 7, 2019

FAIR Canada Follow Up Letter re: IIROC Proposals for Minor Contraventions Program and Early Resolutions Offers Policy

Oct 18, 2019

IIROC Dealers Using Client Agreements that violate IIROC Rules and Securities Act requirements ~ IIROC Notice 19-0177

Sep 30, 2019

A National Securities Portal Database is a Practical Alternative to a National Regulator

Sep 30, 2019

OSC Regulatory Burden Reduction Comments

Sep 9, 2019

Financial Consumer Affairs Authority of Saskatchewan Financial Planners Consultation

Aug 7, 2019

Letter to CSA RE:    IIROC Notice 19-0076 Proposed Amendments to Rules of Investment Industry Regulatory Organization of Canada (IIROC) ~ Minor Contravention Program and Early Resolution Offers