Jan 12, 2016
FAIR Canada Comments on OSC Draft Whistleblower Policy
Dec 23, 2015
FAIR Canada Comments on the Cooperative Capital Markets Regulatory System
Dec 18, 2015
Start-Up Business Exemption Proposed for Alberta and Nunavut
Dec 14, 2015
FAIR Canada Comments on Expert Panel’s Recommendations to Restructure FSCO
Dec 4, 2015
FAIR Canada comments on IIROC’s re-published proposals for membership disclosure
Dec 4, 2015
MFDA Consultation on the use of the Title “Financial Planner”
Nov 2, 2015
CSA Staff Notice and Request for Comment 21-315 Next Steps in Regulation and Transparency of the Fixed Income Market
Oct 15, 2015
CSA Notice and Request for Comment on Proposed Amendments relating to Reports of Exempt Distribution
Sep 30, 2015
Consultation on the Report on the Application of the Act respecting the distribution of financial products and services (the “Act”)
Sep 23, 2015
Consultation regarding Financial Advisory and Financial Planning Policy Alternatives
Sep 21, 2015
Development of MFDA Continuing Education Requirements
Sep 17, 2015
Proposed Amendments to MFDA Rule 5.3.2 (Content of Account Statement)
Sep 16, 2015
CSA Notice and Request for Comment – Mandating a Summary Disclosure Document for Exchange-Traded Mutual Funds and Its Delivery
Sep 16, 2015
Request for Comment on Proposed Amendments to MFDA Rule 1.2 (Individual Qualifications) regarding Outside Business Activities including Financial Planning
Aug 31, 2015
IIROC Notice 15-0145 – Request for Comments on Strategic Priorities
Aug 21, 2015
FAIR Canada Comments on Review of Mandate of FSCO
Jul 6, 2015
Request for Comment on Proposed Amendments to the Offering Memorandum Exemption
Jun 29, 2015
FAIR Canada’s Comments on Proposed Take-Over Bid Rules
Jun 15, 2015
FAIR Canada’s Comments on the Proposed Investment Dealer Exemption
Jun 1, 2015
FAIR Canada’s comments on the OSC’s Notice 11-771 – Statement of Priorities for 2016
May 4, 2015
FAIR Canada’s Comments on the OSC’s Proposed Whistleblower Program
Feb 25, 2015
FAIR Canada’s Comments on the Proposed Amendments to the Rights Offering Exemption
Jan 19, 2015
IIAC Request to Delay CRM2
Jan 12, 2015
IIROC re Requirement to Disclose Membership in IIROC as a Dealer Member
Dec 8, 2014
FAIR Canada Comments on Cooperative Capital Markets Regulatory System Legislation