May 31, 2019
Response to request for comment on the FCAC draft code of conduct for delivery of banking products and services to seniors
May 13, 2019
Joint CSA/IIROC Consultation Paper on Internalization in the Canadian Equity Market
May 13, 2019
Joint CSA/IIROC Consultation Paper 21-402 Proposed Framework for Crypto-Asset Trading Platforms
May 8, 2019
CSA Second Notice and Request for Comment Proposed Amendments to National Instrument 45-106 Prospectus Exemptions and National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations relating to Syndicated Mortgages
Apr 19, 2019
Stephen Jarislowsky On SNC Governance and DPA
Apr 15, 2019
FAIR Canada Statement on SNC Part I
Feb 7, 2019
Proposed FY 2019-20 FSRA Priorities and Budget Consumer Roundtable
Feb 6, 2019
FCAC Consultation on a Voluntary Banking Code of Conduct
Jan 29, 2019
Request for comment – Re: the Department of Finance’s proposed changes to the legislation governing the management of unclaimed balances
Jan 4, 2019
CSE Notice 2018-010 and Request for Comment – Public Interest Rule Amendment to Policy 6 Distributions
Dec 13, 2018
CSA’s Proposed Amendments to NI 81-105 Mutual Fund Sales Practices
Oct 19, 2018
CSA Notice and Request for Comment – Reforms to Enhance the Client-Registrant Relationship (Client Focused Reforms)
Aug 30, 2018
CSA Notice and Request for Comment on Reforms to Enhance the Client-Registrant Relationship
Aug 7, 2018
FAIR Canada Comments on Draft Prospectus and Related Registration Exemptions for the Cooperative Capital Markets Regulatory System
Jul 25, 2018
Request for Comment on Proposed MFDA Sanction Guidelines
Jul 13, 2018
MFDA Discussion Paper on Expanding Cost Reporting
Jun 27, 2018
MFDA – Proposed Continuing Education Requirements
Jun 13, 2018
CSA Staff Notice 61-303 and Request for Comment – Soliciting Dealer Arrangements
Jun 13, 2018
CSA Notice and Request for Comment on Proposed Amendments to National Instrument 45-106 Prospectus Exemptions and National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations relating to Syndicated Mortgages and Proposed Changes to Companion Policy 45-106CP Prospectus Exemptions
Jun 4, 2018
OBSI Terms of Reference Renewal Project: Public Consultation
May 29, 2018
Ontario Securities Commission Notice 11-780 – Statement of Priorities
May 24, 2018
Request for Comment – Enforcement – Alternative Forms of Disciplinary Action Proposed at IIROC
May 8, 2018
Proposed MFDA Staff Notice on MFDA Member Intermediary Arrangements
Apr 17, 2018
FAIR Canada Comments on Regulation of Financial Planners
Apr 4, 2018
British Columbia Securities Commission Notice 2018/01 – Consulting on the Securities Law Framework for Fintech Regulation