May 31, 2019

Response to request for comment on the FCAC draft code of conduct for delivery of banking products and services to seniors

May 13, 2019

Joint CSA/IIROC Consultation Paper on Internalization in the Canadian Equity Market

May 13, 2019

Joint CSA/IIROC Consultation Paper 21-402 Proposed Framework for Crypto-Asset Trading Platforms

May 8, 2019

CSA Second Notice and Request for Comment Proposed Amendments to National Instrument 45-106 Prospectus Exemptions and National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations relating to Syndicated Mortgages

Apr 19, 2019

Stephen Jarislowsky On SNC Governance and DPA

Apr 15, 2019

FAIR Canada Statement on SNC Part I

Feb 7, 2019

Proposed FY 2019-20 FSRA Priorities and Budget Consumer Roundtable

Feb 6, 2019

FCAC Consultation on a Voluntary Banking Code of Conduct

Jan 29, 2019

Request for comment – Re: the Department of Finance’s proposed changes to the legislation governing the management of unclaimed balances

Jan 4, 2019

CSE Notice 2018-010 and Request for Comment – Public Interest Rule Amendment to Policy 6 Distributions

Dec 13, 2018

CSA’s Proposed Amendments to NI 81-105 Mutual Fund Sales Practices

Oct 19, 2018

CSA Notice and Request for Comment – Reforms to Enhance the Client-Registrant Relationship (Client Focused Reforms)

Aug 30, 2018

CSA Notice and Request for Comment on Reforms to Enhance the Client-Registrant Relationship

Aug 7, 2018

FAIR Canada Comments on Draft Prospectus and Related Registration Exemptions for the Cooperative Capital Markets Regulatory System

Jul 25, 2018

Request for Comment on Proposed MFDA Sanction Guidelines

Jul 13, 2018

MFDA Discussion Paper on Expanding Cost Reporting

Jun 27, 2018

MFDA – Proposed Continuing Education Requirements

Jun 13, 2018

CSA Staff Notice 61-303 and Request for Comment – Soliciting Dealer Arrangements

Jun 13, 2018

CSA Notice and Request for Comment on Proposed Amendments to National Instrument 45-106 Prospectus Exemptions and National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations relating to Syndicated Mortgages and Proposed Changes to Companion Policy 45-106CP Prospectus Exemptions

Jun 4, 2018

OBSI Terms of Reference Renewal Project: Public Consultation

May 29, 2018

Ontario Securities Commission Notice 11-780 – Statement of Priorities

May 24, 2018

Request for Comment – Enforcement – Alternative Forms of Disciplinary Action Proposed at IIROC

May 8, 2018

Proposed MFDA Staff Notice on MFDA Member Intermediary Arrangements

Apr 17, 2018

FAIR Canada Comments on Regulation of Financial Planners

Apr 4, 2018

British Columbia Securities Commission Notice 2018/01 – Consulting on the Securities Law Framework for Fintech Regulation