Jan 23, 2026
Re: Allowing Exempt Market Dealers to Join Prospectus Offering Selling Groups
Jan 20, 2026
Re: Canadian Securities Administrators (CSA) Notice and Request for Comment – Liquidity Risk Management
Jan 12, 2026
Re: OSC Notice 11-7101 – Statement of Priorities for Fiscal Year 2026-2027
Jan 5, 2026
Re: Proposed Multilateral Instrument 45-111 Self-Certified Investor Prospectus Exemption
Dec 19, 2025
Canadian Securities Administrators (CSA) – Exemptions to Permit Semi-Annual Reporting for Certain Venture Issuers.
Nov 7, 2025
Re: Proposed new guidance on order execution only (OEO) account services and activities
Oct 31, 2025
Enhancing Exchange-Traded Fund Regulation
Oct 3, 2025
Issues and Discussion Paper of the Autorité des marchés financiers on account transfers in the financial sector
Oct 3, 2025
Modernization of Requirements for Account Transfers and Bulk Account Movements
Sep 19, 2025
Proposed Approach to Oversight and Refinements to the Proposed Binding Authority Framework for an Identified Ombudservice
Sep 15, 2025
Proposed Amendments: Prohibition on the Use of Chargebacks in the Distribution of Investment Fund Securities
Aug 27, 2025
Disgorgement – Proposed Amendments to the Mutual Fund Dealer Rules
Jun 25, 2025
Canadian Investment Regulatory Organization (CIRO) Rule Consolidation Project – Phase 5 (the Proposal)
May 5, 2025
Protect Investors – Resist Pressure to Weaken Complaint-Handling Reforms
Apr 7, 2025
Proposed Amendments to the Principal Distributor Model in the Distribution of Mutual Fund Securities
Apr 2, 2025
Notice and Request for Comment – Proposed Consolidated Segregated Funds Guidance
Feb 26, 2025
Non-tailored Advice in the Order Execution Only (OEO) Channel
Feb 14, 2025
Access Model for Non-Investment Fund Reporting Issuers (Consultation)
Feb 7, 2025
Consultation Paper 81-737 – Retail Investor Access to Long-Term Assets
Jan 27, 2025
Modernization of the Continuous Disclosure Regime for Investment Funds
Jan 23, 2025
Proposal to Modernize the CIRO Arbitration Program
Dec 20, 2024
OSC Notice 11-799 – Statement of Priorities for Fiscal Year 2025-2026
Dec 9, 2024
Distributing Funds Disgorged and Collected through CIRO Disciplinary Proceedings to Harmed Investors (Phase II)
Nov 26, 2024
OBSI consultation on loss calculation for complaints involving unsuitably sold illiquid exempt market securities
Oct 7, 2024
Distribution of Amounts Paid to the Ontario Securities Commission under Disgorgement Order