May 5, 2025
Protect Investors – Resist Pressure to Weaken Complaint-Handling Reforms
Apr 7, 2025
Proposed Amendments to the Principal Distributor Model in the Distribution of Mutual Fund Securities
Apr 2, 2025
Notice and Request for Comment – Proposed Consolidated Segregated Funds Guidance
Feb 26, 2025
Non-tailored Advice in the Order Execution Only (OEO) Channel
Feb 14, 2025
Access Model for Non-Investment Fund Reporting Issuers (Consultation)
Feb 7, 2025
Consultation Paper 81-737 – Retail Investor Access to Long-Term Assets
Jan 27, 2025
Modernization of the Continuous Disclosure Regime for Investment Funds
Jan 23, 2025
Proposal to Modernize the CIRO Arbitration Program
Dec 20, 2024
OSC Notice 11-799 – Statement of Priorities for Fiscal Year 2025-2026
Dec 9, 2024
Distributing Funds Disgorged and Collected through CIRO Disciplinary Proceedings to Harmed Investors (Phase II)
Nov 26, 2024
OBSI consultation on loss calculation for complaints involving unsuitably sold illiquid exempt market securities
Oct 7, 2024
Distribution of Amounts Paid to the Ontario Securities Commission under Disgorgement Order
Sep 9, 2024
Proposed Life and Health Managing General Agent Legislative Framework in Ontario
Aug 12, 2024
Regulation respecting information to be provided to holders of individual variable insurance contracts relating to segregated funds
Jul 25, 2024
FSRA’s Consultation on Rule 2024-002 – Total Cost Reporting Rule
Jun 4, 2024
Issues and Discussion Paper – Best Practices for the Responsible Use of AI in the Financial Sector
Apr 10, 2024
Title Protection – Proposed Rules TPA-001 General and TPA-002 Fees
Mar 25, 2024
CIRO Position Paper – Policy Options for Leveling the Advisor Compensation Playing Field
Mar 8, 2024
FSRA’s Consultation on Strengthening the Protection of Vulnerable Consumers
Feb 28, 2024
Consultation on Strengthening Competition in the Financial Sector
Feb 28, 2024
CSA’s Proposed Regulatory Framework for Resolving Disputes Between Investors and Investment Firms
Feb 9, 2024
Proposed Guidance on Life Insurance Agent & MGA Licensing Suitability
Jan 3, 2024
Proposed Guideline on Complaint-Handling Procedures for Trust and Loan Companies and Insurance Companies
Dec 19, 2023
CIRO Rule Consolidation Project – Phase 1
Dec 18, 2023
OSC Notice 11-798 – Statement of Priorities – Request for Comments Regarding Statement of Priorities for Fiscal Year 2024-2025