Apr 14, 2022

Proposed Amendments Respecting Reporting, Internal Investigation and Client Complaint Requirements

Mar 31, 2022

Consultation Paper – Independent Review Committee on Standard Setting in Canada

Mar 3, 2022

Public Comment on IOSCO Consultation Report on Retail Distribution and Digitalisation

Feb 18, 2022

Consultation Draft – Capital Markets Act

Feb 14, 2022

FSRA – Complaints Resolution: Policy Framework and Best Practices (No. GR0013INF)

Jan 31, 2022

Independent Evaluations of the Ombudsman for Banking Services and Investments (OBSI) with respect to Investment-Related Complaints and Banking-Related Complaints, and of the ADR Chambers Banking Ombuds Office (ADRBO) with respect to Banking Related Complaints

Jan 21, 2022

CSA Request for Comment 11-343 – Proposal to Establish a CSA Investor Advisory Panel

Jan 13, 2022

CSA Request for Comment – Proposed NI 51-107 Disclosure of Climate-Related Matters

Dec 20, 2021

AMF – Complaint processing and dispute settlement draft regulation

Dec 8, 2021

Consultation on the updated proposed Financial Professionals Title Protection Application Guidance and proposed Supervision Guidance

Nov 30, 2021

Consultation on Terms of Reference for Financial Services Regulatory Authority’s Consumer Advisory Panel

Nov 5, 2021

CSA Notice and Request for Comment Proposed Amendments to National Instrument 45-106 Prospectus Exemptions to introduce the Listed Issuer Financing Exemption

Oct 29, 2021

Consultation on Proposed Financial Services Regulatory Authority of Ontario’s 2022-2023 Statement of Priorities

Oct 25, 2021

Financial and Consumer Services Commission of New Brunswick (FCNB) – Title Protection 2021

Oct 14, 2021

Consultation on Strengthening Canada’s External Complaint Handling System in Banking

Oct 1, 2021

CSA Position Paper 25-404 – New Self-Regulatory Organization Framework

Oct 1, 2021

Proposed Regulations – Saskatchewan: The Financial Planners and Financial Advisors Regulations

Sep 30, 2021

The Canadian Public Accountability Board (CPAB) – Consultation on Regulatory Disclosures

Jul 26, 2021

Proposed British Columbia Instrument 51-519 – Promotional Activity Disclosure Requirements

Jun 29, 2021

FAIR Canada Comment: Investment Industry Regulatory Organization of Canada Expert Investor Issues Panel

Jun 21, 2021

FAIR Canada Comment: Financial Services Regulatory Authority Title Protections

Apr 23, 2021

Proposed Amendments to National Instrument 33-109 and Related Instruments – Modernizing Registration Information Requirements, Clarifying Outside Activity Reporting and Updating Filing Deadlines

Jan 18, 2021

MFDA Client Focused Reforms Rule amendments – FAIR Canada Comments

Jan 18, 2021

IIROC Client Focused Reforms Rule amendments – FAIR Canada Comments

Jan 11, 2021

Proposed Prospectus Exemption for Self-Certified Investors