Apr 10, 2024
Title Protection – Proposed Rules TPA-001 General and TPA-002 Fees
Mar 25, 2024
CIRO Position Paper – Policy Options for Leveling the Advisor Compensation Playing Field
Mar 8, 2024
FSRA’s Consultation on Strengthening the Protection of Vulnerable Consumers
Feb 28, 2024
Consultation on Strengthening Competition in the Financial Sector
Feb 28, 2024
CSA’s Proposed Regulatory Framework for Resolving Disputes Between Investors and Investment Firms
Feb 9, 2024
Proposed Guidance on Life Insurance Agent & MGA Licensing Suitability
Jan 3, 2024
Proposed Guideline on Complaint-Handling Procedures for Trust and Loan Companies and Insurance Companies
Dec 19, 2023
CIRO Rule Consolidation Project – Phase 1
Dec 18, 2023
OSC Notice 11-798 – Statement of Priorities – Request for Comments Regarding Statement of Priorities for Fiscal Year 2024-2025
Dec 7, 2023
Proposed Amendments to Reduce the Minimum Consultation Period for Proposed Rules by FSRA and OSC From 90 days to 60 Days
Nov 20, 2023
Request for Comment on the Canadian Public Accountability Board’s Proposed Rule Changes
Nov 16, 2023
FSRA Proposed FY2024-2025 Statement of Priorities
Sep 29, 2023
Consultation Paper – Financial Planner Title Protection in Manitoba
Sep 29, 2023
CSA Request for Comments – Proposed Changes to Corporate Governance Disclosure
Sep 20, 2023
Proposed Proficiency Model – Approved Persons under the Investment Dealer and Partially Consolidated Rules
Sep 18, 2023
Additional Purposes for the Ontario Securities Commission’s Use of Enforcement Money
Jun 30, 2023
Deferred Sales Charges – Deposits to Pre-June 1, 2023 Segregated Fund Contracts
Jun 2, 2023
Notice of Changes and Request for Further Comment Proposed Rule 2022-001 Assessments and Fees
Apr 28, 2023
Proposal on Distributing Funds Disgorged and Collected Through New SRO Disciplinary Proceedings to Harmed Investors
Mar 6, 2023
Review of the New SRO Arbitration Program
Feb 23, 2023
Consultation on Proposed Amendments to the UDAP Rule – Deferred Sales Charges
Feb 10, 2023
Pre-Budget Consultations 2023 – Strengthening Canada’s Complaint-Handling System for Bank Customers
Feb 3, 2023
Regulation Respecting Complaint Processing and Dispute Resolution in the Financial Sector
Jan 31, 2023
OBSI Governance Review – Request for Public Comment
Dec 29, 2022
CSA Notice and Request for Comment – Proposed Amendments and Proposed Changes to Implement an Access-Based Model for Investment Fund Reporting Issuers