Nov 20, 2017
Competition Bureau Review of Technology-led Innovation and Emerging Services in the Canadian Financial Services Sector – Draft Report
Nov 15, 2017
Report on Vulnerable Investors: Elder Abuse, Financial Exploitation, Undue Influence and Diminished Mental Capacity
Oct 26, 2017
Letter to OBSI Joint Regulators Committee re Use of “Internal Ombudsman” by Registered Firms When Responding to Investment Complaints
Oct 17, 2017
IOSCO’s Consultation Report – Public Comment on Regulatory Reporting and Public Transparency in the Secondary Corporate Bond Markets
Oct 2, 2017
Review of the Federal Financial Sector Framework – Second Consultation Paper
Sep 8, 2017
CSA Multilateral Notice and Request for Comment – Proposed Amendments to National Instrument 45-106 Prospectus Exemptions relating to Reports of Exempt Distribution
Aug 3, 2017
Canadian Securities Administrators (“CSA”) Notice and Request for Comment on Proposed National Instrument 91-102 Prohibition of Binary Options and Related Proposed Companion Policy
Aug 3, 2017
CSA Consultation Paper 51-404 – Considerations for Reducing Regulatory Burden for Non-Investment Fund Reporting Issuers
Jun 9, 2017
Canadian Securities Administrators (“CSA”) Consultation on the Option of Discontinuing Embedded Commissions – Consultation Paper 81-408
Jun 9, 2017
Consumer Protection and Oversight in Relation to Schedule I Banks
May 24, 2017
Ontario Securities Commission Notice 11-777 – Statement of Priorities
May 18, 2017
What About the Investors? White Paper on the Proposed Cooperative Capital Markets Regulator
Mar 31, 2017
Reports of Improper Sales Practices at Canada’s Banks
Mar 30, 2017
Financial Services Regulatory Authority of Ontario Act, 2016
Jan 27, 2017
FAIR Canada Comments on MFDA Misleading Business Titles Prohibited Rule
Jan 10, 2017
FAIR Canada Comments on CSA Alternative Funds Proposal
Dec 20, 2016
FAIR Canada comments on IIROC’s Proposed Guidance for Discount Brokerages/OEO Firms
Dec 12, 2016
FAIR Canada Comments on Proposed Rule and Guidance on Best Execution
Nov 15, 2016
FAIR Canada Comments on the Review of the Federal Financial Sector Legislative and Regulatory Framework
Oct 6, 2016
FAIR Canada Comments on CSA Notice – Proposed Amendments to National Instrument 31-103
Sep 30, 2016
FAIR Canada Comments on Proposed Best Interest Standard and Proposed Targeted Reforms
Sep 9, 2016
FAIR Canada opposes eliminating prospectus or reports for CFDs, Foreign Exchange Contracts and Binary Options
Jul 18, 2016
FAIR Canada Comments on Capital Markets Stability Act
Jul 6, 2016
FAIR Canada Comments on National Instrument 23-101 Trading Rules
Jun 17, 2016
FAIR Canada Comments on the Preliminary Policy Recommendations of the Expert Committee