Sep 17, 2015
Proposed Amendments to MFDA Rule 5.3.2 (Content of Account Statement)
Sep 16, 2015
CSA Notice and Request for Comment – Mandating a Summary Disclosure Document for Exchange-Traded Mutual Funds and Its Delivery
Sep 16, 2015
Request for Comment on Proposed Amendments to MFDA Rule 1.2 (Individual Qualifications) regarding Outside Business Activities including Financial Planning
Aug 31, 2015
IIROC Notice 15-0145 – Request for Comments on Strategic Priorities
Aug 21, 2015
FAIR Canada Comments on Review of Mandate of FSCO
Jul 6, 2015
Request for Comment on Proposed Amendments to the Offering Memorandum Exemption
Jun 29, 2015
FAIR Canada’s Comments on Proposed Take-Over Bid Rules
Jun 15, 2015
FAIR Canada’s Comments on the Proposed Investment Dealer Exemption
Jun 1, 2015
FAIR Canada’s comments on the OSC’s Notice 11-771 – Statement of Priorities for 2016
May 4, 2015
FAIR Canada’s Comments on the OSC’s Proposed Whistleblower Program
Feb 25, 2015
FAIR Canada’s Comments on the Proposed Amendments to the Rights Offering Exemption
Jan 19, 2015
IIAC Request to Delay CRM2
Jan 12, 2015
IIROC re Requirement to Disclose Membership in IIROC as a Dealer Member
Dec 8, 2014
FAIR Canada Comments on Cooperative Capital Markets Regulatory System Legislation
Nov 17, 2014
IIROC re CRM Phase 2 Republication
Nov 17, 2014
IIROC Proficiency Assurance Consultation
Oct 31, 2014
CSA Retention of Risk for Asset Backed Securities
Sep 10, 2014
MFDA re CRM2 Proposed Amendments
Aug 20, 2014
CSA Venture Issuer Disclosure
Aug 10, 2014
A Canadian Strategy to Combat Investment Fraud
Jul 15, 2014
FCAC Financial Literacy Strategy for Seniors
Jun 18, 2014
OSC Proposed Prospectus Exemptions
Jun 18, 2014
CSA Offering Memorandum Exemption
Jun 18, 2014
CSA Crowdfunding and Start-Up Exemptions
Jun 18, 2014
BCSC Start-Up Crowdfunding