Skip to content
Search CloseSearch for...
Search Close
What’s New
Submissions
Subscribe to our newsletter
Donate now
FR
serach
Main Navigation
FR
About Us
Mission, Vision, Values
Our Strategic Plan
Our Team
Board of Directors
Collaborate With Us
Investing Basics
Column
Start Your Investment Journey
Choosing an Advisor
Working with an Advisor
Do-It-Yourself Investing
Fees and Statements
Column 2
Know Your Rights
Making a Complaint
Frauds and Scams
Protecting Vulnerable Investors
Tools
Our Work
Submissions
Publications
News and Media
Newsletter
FAIR in the News
Press Releases
Contact
Subscribe to our newsletter
Donate now
Our Work
/
Submissions
/
Page 5
Submissions
Search
Year:
2024
2023
2022
2021
2020
2019
2018
2017
2016
2015
2014
2013
2012
2011
2010
2009
2008
Sort Order:
Ascending
Descending
Results Per Page:
10
25
50
100
Category:
– COVID-19 Relief for Investors
Advisors, Dealers & Financial Planners
Advisor Incorporation
Advisor Proficiency, Titles & Designations
Continuing Education Rules – Proposed Amendments
Compensation Structures
Disclosure of Dealer Membership
Elder Financial Abuse
Financial Planning
Intermediary Arrangements/Referrals
Outside Business Activities
Power of Attorney
Soliciting Dealer Arrangements
Advisory Standards/Best Interests Duty
Best Interest Standard
Suitability
Borrowing to Invest
Capital Raising & Exempt Market
Accredited Investor & Minimum Amount Exemption
Crowdfunding
Distribution Through an Investment Dealer
Existing Security Holders Exemption
Northwestern Exemption
Offering Memorandum Exemption
Rights Offering Exemption
Venture Issuers
Complaint Handling
Corporate Governance & Shareholder Rights
Order Execution Only Firms (Discount Brokerages)
Enforcement & Fraud
Enforcement
Fraud
Financial abuse of seniors
Financial Literacy & Investor Education
Fintech
Investment Products
Asset Backed Securities
Contracts for Difference & Forex Contracts
Exchange Traded Funds (ETFs)
Fixed Income
Group Scholarship Plans
Investment Funds
Leveraged and Inverse ETFs
Money Market Funds
Mutual Funds
Mutual Funds Fees
Mutual Funds/Fund Facts
Non-Arm’s Length Products
Real Estate Investments/Syndicated Mortgages
Risk Classification
Securitized Products
Investor Recovery & Dispute Resolution
Compensation Funds
IIROC Arbitration Program
OBSI
Market Structure & Exchanges
Aequitas Exchange
Alpha Exchange
Crypto-Asset Trading Platforms
Dark Pools
Emerging Market Issuers
Exchange Listing Rules
Listing Rules
Maple Group
Shareholder Approval of Major Transactions
Shareholder Rights/Governance
TMX/LSE Proposed Merger
UMIR/Trading Rules
Open Letters
Other
Regulatory Burden Reduction
Access Equals Delivery
Regulatory Structure & Priorities
Cooperative Capital Markets Regulator
FSCO Priorities
Investor Advisory Panel Priorities
Limits to Exempt Market Dealer Activities
MFDA Governance
OBSI Governance
OSC Governance
OSC Priorities
Relationship Disclosure, Cost & Performance Reporting (CRM)
CRM
CRM2
Seniors
Vulnerable Investors
Reset Filters
Nothing Found
×