Nov 5, 2021
CSA Notice and Request for Comment Proposed Amendments to National Instrument 45-106 Prospectus Exemptions to introduce the Listed Issuer Financing Exemption
Oct 29, 2021
Consultation on Proposed Financial Services Regulatory Authority of Ontario’s 2022-2023 Statement of Priorities
Oct 25, 2021
Financial and Consumer Services Commission of New Brunswick (FCNB) – Title Protection 2021
Oct 14, 2021
Consultation on Strengthening Canada’s External Complaint Handling System in Banking
Oct 1, 2021
CSA Position Paper 25-404 – New Self-Regulatory Organization Framework
Oct 1, 2021
Proposed Regulations – Saskatchewan: The Financial Planners and Financial Advisors Regulations
Sep 30, 2021
The Canadian Public Accountability Board (CPAB) – Consultation on Regulatory Disclosures
Jul 26, 2021
Proposed British Columbia Instrument 51-519 – Promotional Activity Disclosure Requirements
Jun 29, 2021
FAIR Canada Comment: Investment Industry Regulatory Organization of Canada Expert Investor Issues Panel
Jun 21, 2021
FAIR Canada Comment: Financial Services Regulatory Authority Title Protections
Apr 23, 2021
Proposed Amendments to National Instrument 33-109 and Related Instruments – Modernizing Registration Information Requirements, Clarifying Outside Activity Reporting and Updating Filing Deadlines
Jan 18, 2021
MFDA Client Focused Reforms Rule amendments – FAIR Canada Comments
Jan 18, 2021
IIROC Client Focused Reforms Rule amendments – FAIR Canada Comments
Jan 11, 2021
Proposed Prospectus Exemption for Self-Certified Investors
Dec 21, 2020
OSC Notice 11-791 – Request for Comments Regarding Statement of Priorities for Financial Year to End March 31, 2022
Nov 12, 2020
Re: FSRA Proposed Rule – Financial Professionals Title Protection Request for Comments
Oct 26, 2020
Submission to the CSA Consultation on the Self-Regulatory Organization Framework
Sep 9, 2020
FAIR Canada Response to the CMM Taskforce Consultation Proposals
Jul 22, 2020
CSA Notice and Request for Comment – Proposed Amendments to National Instrument 31-103 to Enhance Protection of Older and Vulnerable Clients (the “CSA Proposal”)
Jul 8, 2020
FAIR Canada Response to OSC RE: Proposed Rule 81-502 Restrictions on the Use of the Deferred Sales Charges Option for Mutual Funds
Jul 8, 2020
PowerPoint Presentation to Ontario Capital Markets Modernization Taskforce
Jul 8, 2020
Letter to the Ontario Capital Markets Modernization Taskforce
May 14, 2020
Letter From Knowledge First Financial Regarding Group RESPs
May 11, 2020
RE: Class Proceedings Amendments, Bill 161, the Smarter Stronger Justice Act
Apr 23, 2020
Letter to the OSC Re: Covid-19 Relief for Vulnerable Retail Investors Invested in Group Plan RESPs