Submissions

Consultation Draft – Capital Markets Act

FSRA – Complaints Resolution: Policy Framework and Best Practices (No. GR0013INF)

Independent Evaluations of the Ombudsman for Banking Services and Investments (OBSI) with respect to Investment-Related Complaints and Banking-Related Complaints, and of the ADR Chambers Banking Ombuds Office (ADRBO) with respect to Banking Related Complaints

CSA Request for Comment 11-343 – Proposal to Establish a CSA Investor Advisory Panel

CSA Request for Comment – Proposed NI 51-107 Disclosure of Climate-Related Matters

AMF – Complaint processing and dispute settlement draft regulation

Consultation on the updated proposed Financial Professionals Title Protection Application Guidance and proposed Supervision Guidance

Consultation on Terms of Reference for Financial Services Regulatory Authority’s Consumer Advisory Panel

CSA Notice and Request for Comment Proposed Amendments to National Instrument 45-106 Prospectus Exemptions to introduce the Listed Issuer Financing Exemption

Consultation on Proposed Financial Services Regulatory Authority of Ontario’s 2022-2023 Statement of Priorities

Financial and Consumer Services Commission of New Brunswick (FCNB) – Title Protection 2021

Consultation on Strengthening Canada’s External Complaint Handling System in Banking

CSA Position Paper 25-404 – New Self-Regulatory Organization Framework

Proposed Regulations – Saskatchewan: The Financial Planners and Financial Advisors Regulations

The Canadian Public Accountability Board (CPAB) – Consultation on Regulatory Disclosures

Proposed British Columbia Instrument 51-519 – Promotional Activity Disclosure Requirements

FAIR Canada Comment: Investment Industry Regulatory Organization of Canada Expert Investor Issues Panel

FAIR Canada Comment: Financial Services Regulatory Authority Title Protections

Proposed Amendments to National Instrument 33-109 and Related Instruments – Modernizing Registration Information Requirements, Clarifying Outside Activity Reporting and Updating Filing Deadlines

MFDA Client Focused Reforms Rule amendments – FAIR Canada Comments

IIROC Client Focused Reforms Rule amendments – FAIR Canada Comments

Proposed Prospectus Exemption for Self-Certified Investors

OSC Notice 11-791 – Request for Comments Regarding Statement of Priorities for Financial Year to End March 31, 2022

Re: FSRA Proposed Rule – Financial Professionals Title Protection Request for Comments

Submission to the CSA Consultation on the Self-Regulatory Organization Framework