Sep 30, 2021
The Canadian Public Accountability Board (CPAB) – Consultation on Regulatory Disclosures
Jul 26, 2021
Proposed British Columbia Instrument 51-519 – Promotional Activity Disclosure Requirements
Jun 29, 2021
FAIR Canada Comment: Investment Industry Regulatory Organization of Canada Expert Investor Issues Panel
Jun 21, 2021
FAIR Canada Comment: Financial Services Regulatory Authority Title Protections
Apr 23, 2021
Proposed Amendments to National Instrument 33-109 and Related Instruments – Modernizing Registration Information Requirements, Clarifying Outside Activity Reporting and Updating Filing Deadlines
Jan 18, 2021
MFDA Client Focused Reforms Rule amendments – FAIR Canada Comments
Jan 18, 2021
IIROC Client Focused Reforms Rule amendments – FAIR Canada Comments
Jan 11, 2021
Proposed Prospectus Exemption for Self-Certified Investors
Dec 21, 2020
OSC Notice 11-791 – Request for Comments Regarding Statement of Priorities for Financial Year to End March 31, 2022
Nov 12, 2020
Re: FSRA Proposed Rule – Financial Professionals Title Protection Request for Comments
Oct 26, 2020
Submission to the CSA Consultation on the Self-Regulatory Organization Framework
Sep 9, 2020
FAIR Canada Response to the CMM Taskforce Consultation Proposals
Jul 22, 2020
CSA Notice and Request for Comment – Proposed Amendments to National Instrument 31-103 to Enhance Protection of Older and Vulnerable Clients (the “CSA Proposal”)
Jul 8, 2020
FAIR Canada Response to OSC RE: Proposed Rule 81-502 Restrictions on the Use of the Deferred Sales Charges Option for Mutual Funds
Jul 8, 2020
PowerPoint Presentation to Ontario Capital Markets Modernization Taskforce
Jul 8, 2020
Letter to the Ontario Capital Markets Modernization Taskforce
May 14, 2020
Letter From Knowledge First Financial Regarding Group RESPs
May 11, 2020
RE: Class Proceedings Amendments, Bill 161, the Smarter Stronger Justice Act
Apr 23, 2020
Letter to the OSC Re: Covid-19 Relief for Vulnerable Retail Investors Invested in Group Plan RESPs
Mar 27, 2020
Submission To CSA On The Proposed Scope Of The Review Of Self-Regulatory Organizations
Mar 26, 2020
COVID 19 Financial Relief for Retail Investors:
Mar 9, 2020
Submission to the OSC and Request for Comment – Access Equals Delivery
Dec 19, 2019
FAIR Canada welcomes the CSA ban on embedded commissions for mutual funds
Nov 7, 2019
FAIR Canada Follow Up Letter re: IIROC Proposals for Minor Contraventions Program and Early Resolutions Offers Policy
Oct 18, 2019
IIROC Dealers Using Client Agreements that violate IIROC Rules and Securities Act requirements ~ IIROC Notice 19-0177