Nov 5, 2012
TSX amendments to Part IV of the Company Manual
Oct 15, 2012
IIROC Proposed Guidance on Certain Manipulative and Deceptive Trading Practices
Oct 12, 2012
Unclaimed Intangible Property Program (Ontario AG)
Oct 11, 2012
IIROC Restricted Dealer Member Proposal
Oct 4, 2012
IIROC Guidance on Borrowing for Investment Purposes
Sep 14, 2012
CSA Cost Disclosure and Performance Reporting
Sep 6, 2012
CSA Implementation of Stage 2 of Point of Sale Disclosure for Mutual Funds
Aug 13, 2012
Federal Ministry of Finance Approved External Complaints Bodies (Banks and Authorized Foreign Banks) Regulations
Jul 9, 2012
OBSI suitability and loss assessment consultation
Jun 22, 2012
Second Notice and Request for Comment re Maple Group Acquisition Corporation
Jun 21, 2012
Consolidation of IIROC Enforcement Procedural Examination and Approval Rules
Jun 6, 2012
FSCO’s Draft Statement of Priorities
Jun 4, 2012
Proposed Recognition Order for Maple Group
Jun 1, 2012
Consultation on the Framework for Reforming the Board of Directors of OBSI
May 30, 2012
Transparency of Short Selling and Failed Trades
May 18, 2012
OSC draft 2012-2013 Statement of Priorities
May 18, 2012
The Investor Advisory Panel – Input Sought
May 3, 2012
IIROC Dealer Member Margin Rules
Apr 30, 2012
Incorporation of Individual Representatives Project
Mar 9, 2012
AMF Compensation Consultation
Feb 29, 2012
CSA Review of Minimum Amount and Accredited Investor Exemptions
Feb 2, 2012
Requirement to Disclose Membership in IIROC as Dealer Member
Feb 2, 2012
MFDA By-law No.1 Amendments
Jan 24, 2012
CSA Second Request for Comment on the Modernization of Scholarship Plan Regulation Phase 1: A New Prospectus Form for Scholarship Plans
Dec 20, 2011
OSC Proposed Enforcement Initiatives