Nov 16, 2023

FSRA Proposed FY2024-2025 Statement of Priorities

Sep 29, 2023

Consultation Paper – Financial Planner Title Protection in Manitoba

Sep 29, 2023

CSA Request for Comments – Proposed Changes to Corporate Governance Disclosure

Sep 20, 2023

Proposed Proficiency Model – Approved Persons under the Investment Dealer and Partially Consolidated Rules

Sep 18, 2023

Additional Purposes for the Ontario Securities Commission’s Use of Enforcement Money

Jun 30, 2023

Deferred Sales Charges – Deposits to Pre-June 1, 2023 Segregated Fund Contracts

Jun 2, 2023

Notice of Changes and Request for Further Comment Proposed Rule 2022-001 Assessments and Fees

Apr 28, 2023

Proposal on Distributing Funds Disgorged and Collected Through New SRO Disciplinary Proceedings to Harmed Investors

Mar 6, 2023

Review of the New SRO Arbitration Program

Feb 23, 2023

Consultation on Proposed Amendments to the UDAP Rule – Deferred Sales Charges