Submissions

MFDA Proposed Fees and Charges Rule Amendments

IIROC Proposed Award Limit Increase and Costs Awards

CSA Proposed Amendments to Registration and Requirements

CSA Amendments to Fund Regulation and Disclosure

CSA Proposed Venture Issuer Regulation Amendments

CSA Proposed Amendments re Beneficial Owners and Continuous Disclosure

IIROC Proposed Personal Financial Dealing and Outside Business Activities Proposals

Managing Conflicts of Interest in TSX Listed Company Regulation

CSA Modernization of Scholarship Plan Regulation Phase 1 – A New Prospectus Form for Scholarship Plans

Requirements and Best Practices for Distribution of Non Arm’s-Length Investment Products