Apr 30, 2010
The Task Force on Financial Literacy’s “Leveraging Excellence” Consultation Document
Mar 16, 2010
Review of IIROC Arbitration Program
Mar 11, 2010
Money Market Funds – Zero Returns
Feb 11, 2010
OSC Draft Statement of Priorities for 2010-11
Dec 1, 2009
IIROC Draft Guidance Note: “Know Your Client and Suitability Guidelines”
Nov 2, 2009
Contracts for Difference: Gambling for Retail Investors
Oct 17, 2009
CSA Proposed Amendments to the Sale of Mutual Funds to Retail Investors
Aug 6, 2009
MFDA Task Force on Governance Issues Report
Jul 23, 2009
CSA, IIROC and MFDA Proposals Re. the Client Relationship Model
Jul 23, 2009
MFDA Proposed Amendments to Relationship Disclosure and Performance Reporting