Aug 27, 2010

IIROC Proposed Personal Financial Dealing and Outside Business Activities Proposals

Jul 23, 2010

Managing Conflicts of Interest in TSX Listed Company Regulation

Jul 7, 2010

CSA Modernization of Scholarship Plan Regulation Phase 1 – A New Prospectus Form for Scholarship Plans

May 3, 2010

Requirements and Best Practices for Distribution of Non Arm’s-Length Investment Products

Apr 30, 2010

The Task Force on Financial Literacy’s “Leveraging Excellence” Consultation Document

Mar 16, 2010

Review of IIROC Arbitration Program

Mar 11, 2010

Money Market Funds – Zero Returns

Feb 11, 2010

OSC Draft Statement of Priorities for 2010-11

Dec 1, 2009

IIROC Draft Guidance Note: “Know Your Client and Suitability Guidelines”

Nov 2, 2009

Contracts for Difference: Gambling for Retail Investors