Feb 3, 2023
Regulation Respecting Complaint Processing and Dispute Resolution in the Financial Sector
Feb 10, 2023
Pre-Budget Consultations 2023 – Strengthening Canada’s Complaint-Handling System for Bank Customers
Feb 23, 2023
Consultation on Proposed Amendments to the UDAP Rule – Deferred Sales Charges
Mar 6, 2023
Review of the New SRO Arbitration Program
Apr 28, 2023
Proposal on Distributing Funds Disgorged and Collected Through New SRO Disciplinary Proceedings to Harmed Investors
Jun 2, 2023
Notice of Changes and Request for Further Comment Proposed Rule 2022-001 Assessments and Fees
Jun 30, 2023
Deferred Sales Charges – Deposits to Pre-June 1, 2023 Segregated Fund Contracts
Sep 18, 2023
Additional Purposes for the Ontario Securities Commission’s Use of Enforcement Money
Sep 20, 2023
Proposed Proficiency Model – Approved Persons under the Investment Dealer and Partially Consolidated Rules
Sep 29, 2023
CSA Request for Comments – Proposed Changes to Corporate Governance Disclosure