Feb 18, 2011

REPORT – A Decade of Financial Scandals

Jan 25, 2011

Limitation on IIROC Enforcement Proceedings

Jan 14, 2011

OSC Investor Advisory Panel (“IAP”) Seeks Input

Jan 7, 2011

IIROC Request for Comment Plain language rule re-write project – Dealing with clients, Proposed Rules 3400-3900

Nov 29, 2010

Letter to Ontario Minister of Finance: Securing Our Retirement Future: Consulting with Ontarians on Canada’s Retirement Income System

Nov 29, 2010

Proposed Revisions to OBSI Terms of Reference

Oct 8, 2010

MFDA Proposed Fees and Charges Rule Amendments

Oct 8, 2010

IIROC Proposed Award Limit Increase and Costs Awards

Sep 30, 2010

CSA Proposed Amendments to Registration and Requirements

Sep 24, 2010

CSA Amendments to Fund Regulation and Disclosure