Oct 9, 2008

Joint Standing Committee on Retail Investors Issues – Product Suitability Consultation

Jan 21, 2009

TSX on Shareholder Approval of Major Transactions and International Standards

Jan 23, 2009

The CSA on Point of Sale of Mutual Funds

Feb 23, 2009

Standing Committee on Government Agencies – Review of the Ontario Securities Commission: A Matter of Investor Confidence

May 4, 2009

Toronto Stock Exchange Proposed Changes to Part VI of TSX Company Manual

May 14, 2009

Investor Alert on the Dangers of Leveraged and Inverse ETFs: Heads You Lose, Tails You Lose: The Strange Case of Leveraged ETFs

Jul 13, 2009

The Strange Case of Leveraged and Inverse ETFs, Part 2: A Few Steps Forward; Much Remains to be Done

Jul 16, 2009

IIROC Proposed Over-the-Counter Securities Fair Pricing Rule and Confirmation Disclosure Requirements

Jul 23, 2009

MFDA Proposed Amendments to Relationship Disclosure and Performance Reporting

Jul 23, 2009

CSA, IIROC and MFDA Proposals Re. the Client Relationship Model