Oct 9, 2008
Joint Standing Committee on Retail Investors Issues – Product Suitability Consultation
Jan 21, 2009
TSX on Shareholder Approval of Major Transactions and International Standards
Jan 23, 2009
The CSA on Point of Sale of Mutual Funds
Feb 23, 2009
Standing Committee on Government Agencies – Review of the Ontario Securities Commission: A Matter of Investor Confidence
May 4, 2009
Toronto Stock Exchange Proposed Changes to Part VI of TSX Company Manual
May 14, 2009
Investor Alert on the Dangers of Leveraged and Inverse ETFs: Heads You Lose, Tails You Lose: The Strange Case of Leveraged ETFs
Jul 13, 2009
The Strange Case of Leveraged and Inverse ETFs, Part 2: A Few Steps Forward; Much Remains to be Done
Jul 16, 2009
IIROC Proposed Over-the-Counter Securities Fair Pricing Rule and Confirmation Disclosure Requirements
Jul 23, 2009
MFDA Proposed Amendments to Relationship Disclosure and Performance Reporting
Jul 23, 2009
CSA, IIROC and MFDA Proposals Re. the Client Relationship Model