Dec 20, 2021

AMF – Complaint processing and dispute settlement draft regulation

Jan 13, 2022

CSA Request for Comment – Proposed NI 51-107 Disclosure of Climate-Related Matters

Jan 21, 2022

CSA Request for Comment 11-343 – Proposal to Establish a CSA Investor Advisory Panel

Jan 31, 2022

Independent Evaluations of the Ombudsman for Banking Services and Investments (OBSI) with respect to Investment-Related Complaints and Banking-Related Complaints, and of the ADR Chambers Banking Ombuds Office (ADRBO) with respect to Banking Related Complaints

Feb 14, 2022

FSRA – Complaints Resolution: Policy Framework and Best Practices (No. GR0013INF)

Feb 18, 2022

Consultation Draft – Capital Markets Act

Mar 3, 2022

Public Comment on IOSCO Consultation Report on Retail Distribution and Digitalisation

Mar 31, 2022

Consultation Paper – Independent Review Committee on Standard Setting in Canada

Apr 14, 2022

Proposed Amendments Respecting Reporting, Internal Investigation and Client Complaint Requirements