Dec 20, 2021

AMF – Complaint processing and dispute settlement draft regulation

Jan 13, 2022

CSA Request for Comment – Proposed NI 51-107 Disclosure of Climate-Related Matters

Jan 21, 2022

CSA Request for Comment 11-343 – Proposal to Establish a CSA Investor Advisory Panel

Jan 31, 2022

Independent Evaluations of the Ombudsman for Banking Services and Investments (OBSI) with respect to Investment-Related Complaints and Banking-Related Complaints, and of the ADR Chambers Banking Ombuds Office (ADRBO) with respect to Banking Related Complaints

Feb 14, 2022

FSRA – Complaints Resolution: Policy Framework and Best Practices (No. GR0013INF)

Feb 18, 2022

Consultation Draft – Capital Markets Act

Mar 3, 2022

Public Comment on IOSCO Consultation Report on Retail Distribution and Digitalisation

Mar 31, 2022

Consultation Paper – Independent Review Committee on Standard Setting in Canada

Apr 14, 2022

Proposed Amendments Respecting Reporting, Internal Investigation and Client Complaint Requirements

Jun 28, 2022

CSA Consultation on the Application for Recognition of New Self-Regulatory Organization