Dec 20, 2021
AMF – Complaint processing and dispute settlement draft regulation
Jan 13, 2022
CSA Request for Comment – Proposed NI 51-107 Disclosure of Climate-Related Matters
Jan 21, 2022
CSA Request for Comment 11-343 – Proposal to Establish a CSA Investor Advisory Panel
Jan 31, 2022
Independent Evaluations of the Ombudsman for Banking Services and Investments (OBSI) with respect to Investment-Related Complaints and Banking-Related Complaints, and of the ADR Chambers Banking Ombuds Office (ADRBO) with respect to Banking Related Complaints
Feb 14, 2022
FSRA – Complaints Resolution: Policy Framework and Best Practices (No. GR0013INF)
Feb 18, 2022
Consultation Draft – Capital Markets Act
Mar 3, 2022
Public Comment on IOSCO Consultation Report on Retail Distribution and Digitalisation
Mar 31, 2022
Consultation Paper – Independent Review Committee on Standard Setting in Canada
Apr 14, 2022
Proposed Amendments Respecting Reporting, Internal Investigation and Client Complaint Requirements
Jun 28, 2022
CSA Consultation on the Application for Recognition of New Self-Regulatory Organization