Aug 6, 2009

MFDA Task Force on Governance Issues Report

Oct 17, 2009

CSA Proposed Amendments to the Sale of Mutual Funds to Retail Investors

Nov 2, 2009

Contracts for Difference: Gambling for Retail Investors

Dec 1, 2009

IIROC Draft Guidance Note: “Know Your Client and Suitability Guidelines”

Feb 11, 2010

OSC Draft Statement of Priorities for 2010-11

Mar 11, 2010

Money Market Funds – Zero Returns

Mar 16, 2010

Review of IIROC Arbitration Program

Apr 30, 2010

The Task Force on Financial Literacy’s “Leveraging Excellence” Consultation Document

May 3, 2010

Requirements and Best Practices for Distribution of Non Arm’s-Length Investment Products

Jul 7, 2010

CSA Modernization of Scholarship Plan Regulation Phase 1 – A New Prospectus Form for Scholarship Plans