Submissions

MFDA Proposed Fees and Charges Rule Amendments

IIROC Proposed Award Limit Increase and Costs Awards

CSA Proposed Amendments to Registration and Requirements

CSA Amendments to Fund Regulation and Disclosure

CSA Proposed Venture Issuer Regulation Amendments

CSA Proposed Amendments re Beneficial Owners and Continuous Disclosure

IIROC Proposed Personal Financial Dealing and Outside Business Activities Proposals

Managing Conflicts of Interest in TSX Listed Company Regulation

CSA Modernization of Scholarship Plan Regulation Phase 1 – A New Prospectus Form for Scholarship Plans

Requirements and Best Practices for Distribution of Non Arm’s-Length Investment Products

The Task Force on Financial Literacy’s “Leveraging Excellence” Consultation Document

Review of IIROC Arbitration Program

Money Market Funds – Zero Returns

OSC Draft Statement of Priorities for 2010-11

IIROC Draft Guidance Note: “Know Your Client and Suitability Guidelines”

Contracts for Difference: Gambling for Retail Investors

CSA Proposed Amendments to the Sale of Mutual Funds to Retail Investors

MFDA Task Force on Governance Issues Report

CSA, IIROC and MFDA Proposals Re. the Client Relationship Model

MFDA Proposed Amendments to Relationship Disclosure and Performance Reporting

IIROC Proposed Over-the-Counter Securities Fair Pricing Rule and Confirmation Disclosure Requirements

The Strange Case of Leveraged and Inverse ETFs, Part 2: A Few Steps Forward; Much Remains to be Done

Investor Alert on the Dangers of Leveraged and Inverse ETFs: Heads You Lose, Tails You Lose: The Strange Case of Leveraged ETFs

Toronto Stock Exchange Proposed Changes to Part VI of TSX Company Manual

Standing Committee on Government Agencies – Review of the Ontario Securities Commission: A Matter of Investor Confidence