May 3, 2012
IIROC Dealer Member Margin Rules
Apr 30, 2012
Incorporation of Individual Representatives Project
Mar 9, 2012
AMF Compensation Consultation
Feb 29, 2012
CSA Review of Minimum Amount and Accredited Investor Exemptions
Feb 2, 2012
Requirement to Disclose Membership in IIROC as Dealer Member
Feb 2, 2012
MFDA By-law No.1 Amendments
Jan 24, 2012
CSA Second Request for Comment on the Modernization of Scholarship Plan Regulation Phase 1: A New Prospectus Form for Scholarship Plans
Dec 20, 2011
OSC Proposed Enforcement Initiatives
Nov 15, 2011
FAIR Canada Urges Mandatory Participation in OBSI by the Banking Industry
Nov 10, 2011
CSA – Stage 2 of Point of Sale Initiative
Nov 7, 2011
Maple Proposal
Oct 27, 2011
Ongoing Governance and Disclosure Requirements for Venture Issuers
Oct 26, 2011
Dark Liquidity
Oct 26, 2011
Regulators Need to Act on Leveraged Investing
Oct 11, 2011
Proposed Amendments to Part IV of the TSX Company Manual
Oct 6, 2011
MFDA Leverage Suitability
Sep 23, 2011
FAIR Canada letter re Price Differences between Canadian and U.S. Mutual Funds
Sep 23, 2011
Cost Disclosure & Performance Reporting
Aug 31, 2011
Proposed Rules and Rule Amendments Relating to Securitized Products
Jul 25, 2011
Phase 2 Investment Fund Proposals
Jul 25, 2011
OBSI Consultation Loss Compensation
Jul 11, 2011
Guidance Note – Outside Business Activities
Jun 29, 2011
TMX/LSE Proposed Transaction
Jun 27, 2011
Investment Risk Classification Methodology Disclosure Requirements of National Instrument 81-101 Mutual Fund Prospectus Disclosure
Jun 6, 2011
FSCO Draft Statement of Priorities