Oct 26, 2011
Regulators Need to Act on Leveraged Investing
Oct 11, 2011
Proposed Amendments to Part IV of the TSX Company Manual
Oct 6, 2011
MFDA Leverage Suitability
Sep 23, 2011
FAIR Canada letter re Price Differences between Canadian and U.S. Mutual Funds
Sep 23, 2011
Cost Disclosure & Performance Reporting
Aug 31, 2011
Proposed Rules and Rule Amendments Relating to Securitized Products
Jul 25, 2011
Phase 2 Investment Fund Proposals
Jul 25, 2011
OBSI Consultation Loss Compensation
Jul 11, 2011
Guidance Note – Outside Business Activities
Jun 29, 2011
TMX/LSE Proposed Transaction
Jun 27, 2011
Investment Risk Classification Methodology Disclosure Requirements of National Instrument 81-101 Mutual Fund Prospectus Disclosure
Jun 6, 2011
FSCO Draft Statement of Priorities
Jun 1, 2011
FAIR Canada Supports Mandatory OBSI Participation for IIROC and MFDA Member Firms
May 27, 2011
Alpha Exchange Application
May 13, 2011
Proposed Changes to the CFP Code of Ethics
Apr 27, 2011
Ontario Securities Commission Notice 11-765 – 2011-2012 Statement of Priorities (Draft for Comment)
Apr 8, 2011
IIROC Guidance on Advertising and Client Communications
Mar 8, 2011
IIROC Proposals to Implement the Core Principles of the Client Relationship Model
Feb 25, 2011
Proposed Incorporation of Individual Representatives of Registered Dealers and Advisers
Feb 18, 2011
REPORT – A Decade of Financial Scandals
Jan 25, 2011
Limitation on IIROC Enforcement Proceedings
Jan 14, 2011
OSC Investor Advisory Panel (“IAP”) Seeks Input
Jan 7, 2011
IIROC Request for Comment Plain language rule re-write project – Dealing with clients, Proposed Rules 3400-3900
Nov 29, 2010
Letter to Ontario Minister of Finance: Securing Our Retirement Future: Consulting with Ontarians on Canada’s Retirement Income System
Nov 29, 2010
Proposed Revisions to OBSI Terms of Reference