Nov 15, 2011
FAIR Canada Urges Mandatory Participation in OBSI by the Banking Industry
Nov 10, 2011
CSA – Stage 2 of Point of Sale Initiative
Nov 7, 2011
Maple Proposal
Oct 27, 2011
Ongoing Governance and Disclosure Requirements for Venture Issuers
Oct 26, 2011
Dark Liquidity
Oct 26, 2011
Regulators Need to Act on Leveraged Investing
Oct 11, 2011
Proposed Amendments to Part IV of the TSX Company Manual
Oct 6, 2011
MFDA Leverage Suitability
Sep 23, 2011
FAIR Canada letter re Price Differences between Canadian and U.S. Mutual Funds
Sep 23, 2011
Cost Disclosure & Performance Reporting
Aug 31, 2011
Proposed Rules and Rule Amendments Relating to Securitized Products
Jul 25, 2011
Phase 2 Investment Fund Proposals
Jul 25, 2011
OBSI Consultation Loss Compensation
Jul 11, 2011
Guidance Note – Outside Business Activities
Jun 29, 2011
TMX/LSE Proposed Transaction
Jun 27, 2011
Investment Risk Classification Methodology Disclosure Requirements of National Instrument 81-101 Mutual Fund Prospectus Disclosure
Jun 6, 2011
FSCO Draft Statement of Priorities
Jun 1, 2011
FAIR Canada Supports Mandatory OBSI Participation for IIROC and MFDA Member Firms
May 27, 2011
Alpha Exchange Application
May 13, 2011
Proposed Changes to the CFP Code of Ethics
Apr 27, 2011
Ontario Securities Commission Notice 11-765 – 2011-2012 Statement of Priorities (Draft for Comment)
Apr 8, 2011
IIROC Guidance on Advertising and Client Communications
Mar 8, 2011
IIROC Proposals to Implement the Core Principles of the Client Relationship Model
Feb 25, 2011
Proposed Incorporation of Individual Representatives of Registered Dealers and Advisers
Feb 18, 2011
REPORT – A Decade of Financial Scandals