Oct 3, 2025
Modernization of Requirements for Account Transfers and Bulk Account Movements
Sep 19, 2025
Proposed Approach to Oversight and Refinements to the Proposed Binding Authority Framework for an Identified Ombudservice
Sep 15, 2025
Proposed Amendments: Prohibition on the Use of Chargebacks in the Distribution of Investment Fund Securities
Aug 27, 2025
Disgorgement – Proposed Amendments to the Mutual Fund Dealer Rules
Jun 25, 2025
Canadian Investment Regulatory Organization (CIRO) Rule Consolidation Project – Phase 5 (the Proposal)
May 5, 2025
Protect Investors – Resist Pressure to Weaken Complaint-Handling Reforms
Apr 7, 2025
Proposed Amendments to the Principal Distributor Model in the Distribution of Mutual Fund Securities
Apr 2, 2025
Notice and Request for Comment – Proposed Consolidated Segregated Funds Guidance
Feb 26, 2025
Non-tailored Advice in the Order Execution Only (OEO) Channel
Feb 14, 2025
Access Model for Non-Investment Fund Reporting Issuers (Consultation)