Aug 27, 2025
Disgorgement – Proposed Amendments to the Mutual Fund Dealer Rules
Jun 25, 2025
Canadian Investment Regulatory Organization (CIRO) Rule Consolidation Project – Phase 5 (the Proposal)
May 5, 2025
Protect Investors – Resist Pressure to Weaken Complaint-Handling Reforms
Apr 7, 2025
Proposed Amendments to the Principal Distributor Model in the Distribution of Mutual Fund Securities
Apr 2, 2025
Notice and Request for Comment – Proposed Consolidated Segregated Funds Guidance
Feb 26, 2025
Non-tailored Advice in the Order Execution Only (OEO) Channel
Feb 14, 2025
Access Model for Non-Investment Fund Reporting Issuers (Consultation)
Feb 7, 2025
Consultation Paper 81-737 – Retail Investor Access to Long-Term Assets
Jan 27, 2025
Modernization of the Continuous Disclosure Regime for Investment Funds
Jan 23, 2025
Proposal to Modernize the CIRO Arbitration Program