Jun 27, 2019
Statement on SNC Part II: Clarification of FAIR Canada Position
Jul 4, 2019
IIROC Notice 19-0076 Minor Contravention Program and Early Resolution Offers
Aug 6, 2019
Mutual Fund Dealers Association of Canada Proposed Amendments to MFDA Rule 2.3.1(b) (Discretionary Trading)
Aug 7, 2019
Letter to CSA RE: IIROC Notice 19-0076 Proposed Amendments to Rules of Investment Industry Regulatory Organization of Canada (IIROC) ~ Minor Contravention Program and Early Resolution Offers
Sep 9, 2019
Financial Consumer Affairs Authority of Saskatchewan Financial Planners Consultation
Sep 30, 2019
OSC Regulatory Burden Reduction Comments
Sep 30, 2019
A National Securities Portal Database is a Practical Alternative to a National Regulator
Oct 18, 2019
IIROC Dealers Using Client Agreements that violate IIROC Rules and Securities Act requirements ~ IIROC Notice 19-0177
Nov 7, 2019
FAIR Canada Follow Up Letter re: IIROC Proposals for Minor Contraventions Program and Early Resolutions Offers Policy
Dec 19, 2019
FAIR Canada welcomes the CSA ban on embedded commissions for mutual funds