Jul 13, 2018
MFDA Discussion Paper on Expanding Cost Reporting
Jul 25, 2018
Request for Comment on Proposed MFDA Sanction Guidelines
Aug 7, 2018
FAIR Canada Comments on Draft Prospectus and Related Registration Exemptions for the Cooperative Capital Markets Regulatory System
Aug 30, 2018
CSA Notice and Request for Comment on Reforms to Enhance the Client-Registrant Relationship
Oct 19, 2018
CSA Notice and Request for Comment – Reforms to Enhance the Client-Registrant Relationship (Client Focused Reforms)
Dec 13, 2018
CSA’s Proposed Amendments to NI 81-105 Mutual Fund Sales Practices
Jan 4, 2019
CSE Notice 2018-010 and Request for Comment – Public Interest Rule Amendment to Policy 6 Distributions
Jan 29, 2019
Request for comment – Re: the Department of Finance’s proposed changes to the legislation governing the management of unclaimed balances
Feb 6, 2019
FCAC Consultation on a Voluntary Banking Code of Conduct
Feb 7, 2019
Proposed FY 2019-20 FSRA Priorities and Budget Consumer Roundtable