Dec 28, 2022
IIROC Competency Profiles for Supervisors, Traders, Associate Portfolio Managers and Portfolio Managers
Dec 22, 2022
OSC Notice 11-797 – Request for Comments Regarding Statement of Priorities for Financial Year to End March 31, 2024
Nov 11, 2022
FSRA Proposed FY2023-2024 Statement of Priorities
Nov 7, 2022
Discussion Paper on Upfront Compensation in Segregated Funds
Sep 23, 2022
Corporate Governance Consultation: Improving Diversity and Facilitating Electronic Communications in Federally Regulated Financial Institutions
Sep 21, 2022
The Financial Planners and Financial Advisors Regulations – Notice of Proposed Changes and Request for Further Comment
Jul 28, 2022
CSA and CCIR Joint Notice and Request for Comment – Total Cost Reporting for Investment Funds and Segregated Funds
Jul 7, 2022
CSA Notice and Request for Comment – Proposed Amendments and Proposed Changes to Implement an Access Equals Delivery Model for Non-Investment Fund Reporting Issuers
Jun 28, 2022
CSA Consultation on the Application for Recognition of New Self-Regulatory Organization
Apr 14, 2022
Proposed Amendments Respecting Reporting, Internal Investigation and Client Complaint Requirements