Jan 25, 2011
Limitation on IIROC Enforcement Proceedings
Jan 14, 2011
OSC Investor Advisory Panel (“IAP”) Seeks Input
Jan 7, 2011
IIROC Request for Comment Plain language rule re-write project – Dealing with clients, Proposed Rules 3400-3900
Nov 29, 2010
Letter to Ontario Minister of Finance: Securing Our Retirement Future: Consulting with Ontarians on Canada’s Retirement Income System
Nov 29, 2010
Proposed Revisions to OBSI Terms of Reference
Oct 8, 2010
MFDA Proposed Fees and Charges Rule Amendments
Oct 8, 2010
IIROC Proposed Award Limit Increase and Costs Awards
Sep 30, 2010
CSA Proposed Amendments to Registration and Requirements
Sep 24, 2010
CSA Amendments to Fund Regulation and Disclosure
Sep 17, 2010
CSA Proposed Venture Issuer Regulation Amendments