Apr 27, 2011

Ontario Securities Commission Notice 11-765 – 2011-2012 Statement of Priorities (Draft for Comment)

Apr 8, 2011

IIROC Guidance on Advertising and Client Communications

Mar 8, 2011

IIROC Proposals to Implement the Core Principles of the Client Relationship Model

Feb 25, 2011

Proposed Incorporation of Individual Representatives of Registered Dealers and Advisers

Feb 18, 2011

REPORT – A Decade of Financial Scandals

Jan 25, 2011

Limitation on IIROC Enforcement Proceedings

Jan 14, 2011

OSC Investor Advisory Panel (“IAP”) Seeks Input

Jan 7, 2011

IIROC Request for Comment Plain language rule re-write project – Dealing with clients, Proposed Rules 3400-3900

Nov 29, 2010

Letter to Ontario Minister of Finance: Securing Our Retirement Future: Consulting with Ontarians on Canada’s Retirement Income System

Nov 29, 2010

Proposed Revisions to OBSI Terms of Reference