Submissions

Distribution of Amounts Paid to the Ontario Securities Commission under Disgorgement Order

Proposed Life and Health Managing General Agent Legislative Framework in Ontario

Regulation respecting information to be provided to holders of individual variable insurance contracts relating to segregated funds

FSRA’s Consultation on Rule 2024-002 – Total Cost Reporting Rule

Issues and Discussion Paper – Best Practices for the Responsible Use of AI in the Financial Sector

Title Protection – Proposed Rules TPA-001 General and TPA-002 Fees

CIRO Position Paper – Policy Options for Leveling the Advisor Compensation Playing Field

FSRA’s Consultation on Strengthening the Protection of Vulnerable Consumers

Consultation on Strengthening Competition in the Financial Sector

CSA’s Proposed Regulatory Framework for Resolving Disputes Between Investors and Investment Firms