21 sept 22
The Financial Planners and Financial Advisors Regulations – Notice of Proposed Changes and Request for Further Comment
28 juill 22
CSA and CCIR Joint Notice and Request for Comment – Total Cost Reporting for Investment Funds and Segregated Funds
7 juill 22
CSA Notice and Request for Comment – Proposed Amendments and Proposed Changes to Implement an Access Equals Delivery Model for Non-Investment Fund Reporting Issuers
28 juin 22
CSA Consultation on the Application for Recognition of New Self-Regulatory Organization
14 avril 22
Proposed Amendments Respecting Reporting, Internal Investigation and Client Complaint Requirements
18 févr 22
Consultation Draft – Capital Markets Act
17 févr 22
Independent Evaluations of the Ombudsman for Banking Services and Investments (OBSI) with respect to Investment-Related Complaints and Banking-Related Complaints, and of the ADR Chambers Banking Ombuds Office (ADRBO) with respect to Banking Related Complaints
14 févr 22
FSRA – Complaints Resolution: Policy Framework and Best Practices (No. GR0013INF)
21 janv 22
CSA Request for Comment 11-343 – Proposal to Establish a CSA Investor Advisory Panel
20 déc 21
AMF – Projet de règlement sur le traitement des plaintes et règlement des différends