Conseillers, courtiers et planificateurs financiers
Activités commerciales extérieures
Normes des services de conseillers/Devoir d’agir au mieux des intérêts du client
Emprunter pour investir
Mobilisation de fonds et marché dispensé
Gouvernance d’entreprise et droits des actionnaires
Des organismes de défense des consommateurs lancent une campagne pour demander un ombudsman bancaire
Des organismes de défense des consommateurs lancent une campagne pour demander un ombudsman bancaire
Lettre ouverte à l’ACVM concernant les réformes visant à améliorer la relation entre clients et personnes inscrites
Document de travail de l’Association canadienne des courtiers de fonds mutuels (ACFM) sur l’ajout d’information à fournir sur les coûts
FAIR Canada Publie son Rapport de Reddition de Compte
FAIR Canada et le CCEL publient un rapport commun sur les investisseurs vulnérables
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FAIR Canada
via @FI_Quebec : FAIR Canada désire des clarifications sur les réformes ciblées des @ACVM_Nouvelles
https://t.co/ad2FwbH3Cd
FAIR Canada
FAIR Canada favours banning embedded commissions to meet best interest standards | via @advisorca https://t.co/n7Q8BzWLuy
Osgoode IPC
RT @OsgoodeIPC: Welcome back to school, @OsgoodeNews students! The IPC team is excited for a new semester and a new group of clinic student…
FAIR Canada
FAIR Canada seeks clarity on Client Focused Reforms:
How will firms be able to address conflicts of interest in fou… https://t.co/voc9xT4Tyv
FAIR Canada
FAIR Canada seeks answers from CSA
https://t.co/jrYVkRY5HV
SeekAdvisor Canada
RT @SeekAdvisorCA: To wit: "...an abundance of evidence has clearly demonstrated that compensation drives behaviour." https://t.co/xpCTLUEV…
FAIR Canada
We have written a letter to the @CSA_News regarding the proposed Client Focused Reforms seeking clarification so th… https://t.co/V8zj6SVaPG
FAIR Canada
The @OSC_News Investor Office has recently published research to better understand and address investor needs and i… https://t.co/pJINJM8Ayp
FAIR Canada
This case demonstrates that Canada needs to implement training and education of staff and make appropriate material… https://t.co/spB3gRSbzp
Investment Executive
RT @IE_Canada: There is growing resistance to the MFDA’s plan to increase #feedisclosure, referred to by some as #CRM3. https://t.co/q90euD…
Ellen Roseman
RT @ellenroseman: Canada needs a best interest standard for financial advisers, so a profit motive won't get in the way of offering sound s…
CNPEA
RT @cnpea: (1/2) In recent years programs like "Financial Abuse of Older Adults: Recognize, Review and Respond" (https://t.co/GQ88X6Feft)…
CNPEA
RT @cnpea: 2/2 For instance @OSC_News, @FCACan, @FAIRCanada. For older adults, @CCElderLaw released a fraud prevention tool called #BeaSav…
FAIR Canada
« Fair Canada est déçu que l’OCRCVM, un organisme de réglementation d’intérêt public, ait suspendu ses directives d… https://t.co/5TKEUAeVE0
Janet McFarland
RT @JMcFarlandGlobe: Fortress legal woes grow as St. Catharines project placed in receivership /via @globeandmail https://t.co/tyQPTncdhd
FAIR Canada
FAIR Canada Comments on Draft Prospectus and Related Registration Exemptions for the Cooperative Capital Markets Re… https://t.co/yXkZ2Z7uqX
FAIR Canada
The extent of personal investor information required by the CSE’s Form 9 is disturbing and in our view goes beyond… https://t.co/XNH1z1Ws5F
FAIR Canada
FAIR Canada believes it would be timely for the @CSE_News to update and harmonize its Form 9 information requiremen… https://t.co/rofghBp4Zt
FAIR Canada
FAIR Canada Comments on Proposed @MFDA_News Sanction Guidelines
https://t.co/jEyPdunW5h
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