Current Issues

Current FAIR Canada Submissions and Reports

 2010 Submissions/Reports

  • Request for Comments – OSC Request for Comments - Draft Statement of Priorities for 2010-11 (February 12, 2010)

2009 Submissions/Reports

  • Request for Comments – IIROC – Draft Guidance Note: “Know your client and Suitability Guidelines” (December 1, 2009) 
  • Request for Comments – OSC – Proposed Amendments to the Sale of Mutual Funds to Retail Investors (October 17, 2009)
  • Task Force on Governance Issues – MFDA Request for Comments (August 6, 2009)
  • Request for Comments – IIROC  Client Relationship Model (July 29, 2009)
  • Request for Comments – Proposed amendments to MFDA Rule 2.2 (Client Accounts), Policy No. 2 Minimum Standards for Account Supervision, Rule 5.3 (Client Reporting), and Rule 2.8 (Client Communications) (July 29, 2009)
  • Request for Public Comments – IIROC Proposed Over-the-Counter Securities Fair Pricing Rule and Confirmation Disclosure Requirements (July 21, 2009)
  • The Strange Case of Leveraged and Inverse ETFs, Part 2: A Few Steps Forward; Much Remains to be Done (July 13, 2009)
  • Investor Alert on the Dangers of Leveraged and Inverse ETFs (May 15/09)
  • Request for Comments (Part VI of TSX Company Manual) – Toronto Stock Exchange (May 4/09)
  • Standing Committee on Government Agencies – Ontario Securities Commission (Feb 23/09)
  • The CSA on Point of Sale of Mutual Funds (Jan 23/09)
  • TSX on Shareholder Approval of Major Transactions and International Standards (Jan 21/09)

2008 Submissions/Reports