Apr 27, 2011
Ontario Securities Commission Notice 11-765 – 2011-2012 Statement of Priorities (Draft for Comment)
Apr 8, 2011
IIROC Guidance on Advertising and Client Communications
Mar 8, 2011
IIROC Proposals to Implement the Core Principles of the Client Relationship Model
Feb 25, 2011
Proposed Incorporation of Individual Representatives of Registered Dealers and Advisers
Feb 18, 2011
REPORT – A Decade of Financial Scandals
Jan 25, 2011
Limitation on IIROC Enforcement Proceedings
Jan 14, 2011
OSC Investor Advisory Panel (“IAP”) Seeks Input
Jan 7, 2011
IIROC Request for Comment Plain language rule re-write project – Dealing with clients, Proposed Rules 3400-3900
Nov 29, 2010
Letter to Ontario Minister of Finance: Securing Our Retirement Future: Consulting with Ontarians on Canada’s Retirement Income System
Nov 29, 2010
Proposed Revisions to OBSI Terms of Reference