Nov 5, 2012

TSX amendments to Part IV of the Company Manual

Oct 15, 2012

IIROC Proposed Guidance on Certain Manipulative and Deceptive Trading Practices

Oct 12, 2012

Unclaimed Intangible Property Program (Ontario AG)

Oct 11, 2012

IIROC Restricted Dealer Member Proposal

Oct 4, 2012

IIROC Guidance on Borrowing for Investment Purposes

Sep 14, 2012

CSA Cost Disclosure and Performance Reporting

Sep 6, 2012

CSA Implementation of Stage 2 of Point of Sale Disclosure for Mutual Funds

Aug 13, 2012

Federal Ministry of Finance Approved External Complaints Bodies (Banks and Authorized Foreign Banks) Regulations

Jul 9, 2012

OBSI suitability and loss assessment consultation

Jun 22, 2012

Second Notice and Request for Comment re Maple Group Acquisition Corporation